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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BF
26
BOK Financial
Oklahoma
$1.29M -$20.1K -3,129 -1%
NAS
27
NWF Advisory Services
California
$941K +$354K +55,100 +58%
AUIM
28
Aegon USA Investment Management
Iowa
$906K +$449K +70,016 +93%
AC
29
Aristides Capital
Kentucky
$841K
SCM
30
Sage Capital Management
New Jersey
$737K -$190K -29,663 -20%
BFM
31
Boothbay Fund Management
New York
$625K +$289K +45,050 +82%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$591K +$22.2K +3,458 +4%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$574K -$73.2K -11,403 -11%
AWA
34
Arete Wealth Advisors
Illinois
$571K +$1.08K +168 +0.2%
Creative Planning
35
Creative Planning
Kansas
$481K +$17.9K +2,793 +4%
SIC
36
Samalin Investment Counsel
New York
$443K +$45.6K +7,100 +11%
ACM
37
Arlington Capital Management
Illinois
$430K -$12.4K -1,928 -3%
IFG
38
Independent Financial Group
California
$400K +$90K +14,028 +28%
SA
39
SFI Advisors
New Jersey
$394K +$49.6K +7,727 +14%
PCMF
40
Private Capital Management (Florida)
Florida
$374K +$384K +59,900 New
KAM
41
Knightsbridge Asset Management
California
$327K +$11.8K +1,834 +4%
AWM
42
Ariadne Wealth Management
California
$324K +$332K +51,781 New
KWM
43
Kingsview Wealth Management
Oregon
$309K -$26K -4,056 -8%
SC
44
Scotia Capital
Ontario, Canada
$309K
Cetera Investment Advisers
45
Cetera Investment Advisers
Illinois
$309K +$66.7K +10,396 +27%
Envestnet Portfolio Solutions
46
Envestnet Portfolio Solutions
Illinois
$303K +$16.5K +2,578 +6%
AWS
47
Atria Wealth Solutions
New York
$287K +$14.2K +2,214 +5%
Rockefeller Capital Management
48
Rockefeller Capital Management
New York
$273K -$26.9K -4,195 -9%
ICMP
49
Integrated Capital Management (Pennsylvania)
Pennsylvania
$266K +$67.9K +10,582 +33%
CAM
50
Concorde Asset Management
Michigan
$265K +$156K +24,250 +134%