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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAS
26
Park Avenue Securities
New York
$1.25M +$189K +27,949 +19%
AGM
27
Alpine Global Management
New York
$1.06M +$1.02M +151,036 New
SCM
28
Sage Capital Management
New Jersey
$1.04M -$156K -23,108 -14%
PIWA
29
Prevail Innovative Wealth Advisors
Kansas
$1.03M +$353K +52,256 +56%
AC
30
Aristides Capital
Kentucky
$946K
AA
31
AQR Arbitrage
Connecticut
$943K -$531K -78,587 -37%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$726K +$22.6K +3,344 +3%
NAS
33
NWF Advisory Services
California
$671K +$94.9K +14,050 +17%
AWA
34
Arete Wealth Advisors
Illinois
$644K +$26.6K +3,939 +4%
Baird Financial Group
35
Baird Financial Group
Wisconsin
$641K +$138K +20,387 +29%
Qube Research & Technologies (QRT)
36
Qube Research & Technologies (QRT)
United Kingdom
$592K
AUIM
37
Aegon USA Investment Management
Iowa
$527K +$506K +74,933 New
Creative Planning
38
Creative Planning
Kansas
$521K -$213K -31,597 -30%
ACM
39
Arlington Capital Management
Illinois
$497K +$478K +70,725 New
Truist Financial
40
Truist Financial
North Carolina
$463K -$152K -22,445 -25%
SIC
41
Samalin Investment Counsel
New York
$448K +$82.9K +12,279 +24%
KAM
42
Knightsbridge Asset Management
California
$389K
SA
43
SFI Advisors
New Jersey
$388K +$68.8K +10,187 +23%
BFM
44
Boothbay Fund Management
New York
$387K +$371K +55,000 New
KWM
45
Kingsview Wealth Management
Oregon
$376K -$201K -29,748 -36%
EAM
46
Eschler Asset Management
United Kingdom
$375K +$371K +55,000 New
IFG
47
Independent Financial Group
California
$351K +$22.5K +3,335 +7%
SC
48
Scotia Capital
Ontario, Canada
$347K +$152K +22,566 +84%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$337K +$47.4K +7,020 +17%
Envestnet Portfolio Solutions
50
Envestnet Portfolio Solutions
Illinois
$322K +$32.8K +4,860 +12%