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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
Icon Advisers
Colorado
$1.37M +$301K +35,984 +26%
MC
27
Matisse Capital
Oregon
$1.37M +$83.7K +10,000 +6%
AC
28
Aristides Capital
Kentucky
$1.32M
PAS
29
Park Avenue Securities
New York
$1.05M +$92.2K +11,016 +9%
MGWM
30
Marks Group Wealth Management
Minnesota
$955K
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$776K -$46K -5,496 -5%
AWA
32
Arete Wealth Advisors
Illinois
$760K +$43K +5,140 +6%
Truist Financial
33
Truist Financial
North Carolina
$733K +$5.06K +605 +0.7%
NAS
34
NWF Advisory Services
California
$716K -$10.9K -1,300 -1%
KWM
35
Kingsview Wealth Management
Oregon
$693K +$75.9K +9,067 +12%
Qube Research & Technologies (QRT)
36
Qube Research & Technologies (QRT)
United Kingdom
$677K +$7.2K +860 +1%
Baird Financial Group
37
Baird Financial Group
Wisconsin
$550K +$9.89K +1,182 +2%
PIWA
38
Prevail Innovative Wealth Advisors
Kansas
$468K +$264K +31,543 +118%
ACM
39
Arlington Capital Management
Illinois
$412K +$4.67K +558 +1%
WMS
40
Wealth Management Solutions
Pennsylvania
$410K +$1.88K +225 +0.4%
KAM
41
Knightsbridge Asset Management
California
$395K +$11.3K +1,347 +3%
MA
42
MONECO Advisors
Connecticut
$361K -$19.5K -2,325 -5%
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$361K +$1.52K +182 +0.4%
IFG
44
Independent Financial Group
California
$318K -$29.8K -3,564 -8%
CC
45
Claybrook Capital
Massachusetts
$312K
Cetera Investment Advisers
46
Cetera Investment Advisers
Illinois
$300K +$62.1K +7,421 +25%
SC
47
Scotia Capital
Ontario, Canada
$292K +$41K +4,904 +16%
CAPTRUST Financial Advisors
48
CAPTRUST Financial Advisors
North Carolina
$278K -$101K -12,038 -26%
BRWA
49
B. Riley Wealth Advisors
Florida
$267K -$16.7K -2,000 -6%
SIC
50
Samalin Investment Counsel
New York
$265K +$71.6K +8,551 +35%