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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AC
26
Aristides Capital
Kentucky
$1.6M
MC
27
Matisse Capital
Oregon
$1.31M +$947K +82,738 +158%
MGWM
28
Marks Group Wealth Management
Minnesota
$1.14M
PAS
29
Park Avenue Securities
New York
$1.11M +$1.14K +100 +0.1%
UBS Group
30
UBS Group
Switzerland
$1.07M +$107K +9,312 +9%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$1.06M -$70.1K -6,126 -5%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$995K +$171K +14,956 +17%
PWPS
33
Pinnacle Wealth Planning Services
Ohio
$958K -$5.72K -500 -0.5%
Baird Financial Group
34
Baird Financial Group
Wisconsin
$940K +$500K +43,736 +83%
SPIA
35
Steward Partners Investment Advisory
New York
$908K +$5.89K +515 +0.6%
Walleye Capital
36
Walleye Capital
New York
$896K -$185K -16,131 -15%
KAM
37
Knightsbridge Asset Management
California
$864K +$20.6K +1,802 +2%
AWA
38
Arete Wealth Advisors
Illinois
$850K +$14.3K +1,246 +1%
H6H
39
Hightower 6M Holding
Kansas
$709K -$188K -16,396 -18%
KWM
40
Kingsview Wealth Management
Oregon
$630K -$120K -10,513 -14%
RA
41
RFG Advisory
Alabama
$630K -$94.5K -8,260 -13%
Qube Research & Technologies (QRT)
42
Qube Research & Technologies (QRT)
United Kingdom
$604K +$57.2K +4,997 +9%
MIG
43
Mariner Investment Group
New York
$564K +$183K +16,000 +38%
MA
44
MONECO Advisors
Connecticut
$538K +$9.07K +793 +1%
WMS
45
Wealth Management Solutions
Pennsylvania
$509K -$11.9K -1,036 -2%
CAN
46
Cetera Advisor Networks
California
$508K +$162K +14,174 +37%
CAPTRUST Financial Advisors
47
CAPTRUST Financial Advisors
North Carolina
$463K +$545K +47,611 New
AWS
48
Atria Wealth Solutions
New York
$457K +$206K +18,041 +63%
RGF
49
Retirement Guys Formula
Ohio
$454K -$120K -10,453 -18%
ASFA
50
All Season Financial Advisors
Colorado
$445K -$1.57M -136,852 -75%