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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$1.54M -$4.06M -349,417 -72%
MGWM
27
Marks Group Wealth Management
Minnesota
$1.32M +$16K +1,375 +1%
PAS
28
Park Avenue Securities
New York
$1.28M -$5.54K -477 -0.4%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$1.27M +$111K +9,578 +9%
LCM
30
Landscape Capital Management
New Jersey
$1.24M +$503K +43,302 +65%
Walleye Capital
31
Walleye Capital
New York
$1.22M +$331K +28,456 +36%
UBS Group
32
UBS Group
Switzerland
$1.14M +$944K +81,220 +412%
Truist Financial
33
Truist Financial
North Carolina
$1.12M -$146K -12,560 -11%
PWPS
34
Pinnacle Wealth Planning Services
Ohio
$1.11M -$247K -21,228 -18%
AL
35
Arnhold LLC
New York
$1.08M +$261K +22,500 +31%
SPIA
36
Steward Partners Investment Advisory
New York
$1.05M +$60K +5,160 +6%
H6H
37
Hightower 6M Holding
Kansas
$1.01M -$105K -9,031 -9%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$985K +$771K +66,353 +314%
KAM
39
Knightsbridge Asset Management
California
$981K +$516K +44,429 +104%
AWA
40
Arete Wealth Advisors
Illinois
$971K -$5.79K -498 -0.6%
KWM
41
Kingsview Wealth Management
Oregon
$848K +$57.6K +4,954 +7%
RA
42
RFG Advisory
Alabama
$733K +$737K +63,405 New
RGF
43
Retirement Guys Formula
Ohio
$645K -$75.5K -6,497 -10%
Qube Research & Technologies (QRT)
44
Qube Research & Technologies (QRT)
United Kingdom
$644K
MA
45
MONECO Advisors
Connecticut
$615K +$9.12K +785 +1%
WMS
46
Wealth Management Solutions
Pennsylvania
$601K -$54.1K -4,657 -8%
AAS
47
Avantax Advisory Services
Texas
$599K +$39.1K +3,362 +7%
Baird Financial Group
48
Baird Financial Group
Wisconsin
$596K -$6.78K -583 -1%
MC
49
Matisse Capital
Oregon
$588K +$607K +52,262 New
SPC
50
Sigma Planning Corp
Michigan
$518K -$215K -18,502 -29%