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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
26
Barclays
United Kingdom
$1.73M +$1.35M +128,088 New
SPC
27
Sigma Planning Corp
Michigan
$1.45M +$424K +40,352 +45%
PAM
28
Peak Asset Management
Colorado
$1.18M -$4.92K -468 -0.4%
Koshinski Asset Management
29
Koshinski Asset Management
Illinois
$1.1M +$262K +24,887 +33%
Truist Financial
30
Truist Financial
North Carolina
$1.07M +$43.7K +4,154 +5%
PAS
31
Park Avenue Securities
New York
$1M +$949K +90,211 New
AWA
32
Arete Wealth Advisors
Illinois
$959K -$46.8K -4,447 -5%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$886K +$597K +56,718 +244%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$854K +$588K +55,899 +265%
KWM
35
Kingsview Wealth Management
Oregon
$692K -$83.6K -7,946 -11%
CFA
36
Carroll Financial Associates
North Carolina
$622K -$115K -10,900 -16%
SPIA
37
Steward Partners Investment Advisory
New York
$576K
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$497K +$25.5K +2,422 +6%
HighTower Advisors
39
HighTower Advisors
Illinois
$491K -$7.56K -719 -2%
CL
40
CSS LLC
Illinois
$459K -$10.5K -1,000 -2%
RJA
41
Raymond James & Associates
Florida
$455K -$6.71M -638,066 -94%
IFG
42
Independent Financial Group
California
$380K
AIP
43
Ahrens Investment Partners
Louisiana
$374K -$185K -17,600 -34%
CAN
44
Cetera Advisor Networks
California
$373K -$29.3K -2,784 -8%
WT
45
Washington Trust
Rhode Island
$369K
KAS
46
Kestra Advisory Services
Texas
$352K +$7.11K +676 +2%
KPWG
47
KFA Private Wealth Group
Virginia
$343K +$3.19K +303 +1%
GRP
48
Global Retirement Partners
California
$321K +$304K +28,940 New
AAM
49
Advisors Asset Management
Colorado
$311K -$242 -23 -0.1%
Qube Research & Technologies (QRT)
50
Qube Research & Technologies (QRT)
United Kingdom
$308K -$947K -90,053 -76%