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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$2.36M +$86.4K +10,252 +4%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$2.27M +$582K +69,144 +36%
ICM
28
Ionic Capital Management
New York
$2.15M +$507K +60,216 +32%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$2.08M +$217K +25,794 +12%
CL
30
CSS LLC
Illinois
$2M -$561K -66,641 -22%
AC
31
Aristides Capital
Kentucky
$1.97M -$282K -33,452 -13%
YCM
32
Yakira Capital Management
Connecticut
$1.41M +$79.7K +9,463 +6%
SPC
33
Sigma Planning Corp
Michigan
$1.28M +$492K +58,391 +64%
6M
34
6 Meridian
Kansas
$1.13M -$54.5K -6,467 -5%
Qube Research & Technologies (QRT)
35
Qube Research & Technologies (QRT)
United Kingdom
$918K
AWA
36
Arete Wealth Advisors
Illinois
$838K -$2.09M -247,888 -72%
Truist Financial
37
Truist Financial
North Carolina
$770K +$10.6K +1,258 +1%
COLIM
38
City of London Investment Management
United Kingdom
$693K -$6.27M -744,423 -90%
Ameriprise
39
Ameriprise
Minnesota
$682K +$669K +79,426 New
KWM
40
Kingsview Wealth Management
Oregon
$677K +$117K +13,939 +21%
OFG
41
OTA Financial Group
New York
$612K +$98.2K +11,659 +20%
PAM
42
Peak Asset Management
Colorado
$596K +$25.3K +3,000 +5%
CFA
43
Carroll Financial Associates
North Carolina
$574K +$5.05K +600 +0.9%
ASN
44
Advisory Services Network
Georgia
$463K +$9.64K +1,145 +2%
KPWG
45
KFA Private Wealth Group
Virginia
$447K -$45.4K -5,395 -9%
CAN
46
Cetera Advisor Networks
California
$413K -$34K -4,036 -8%
MSL
47
Mackay Shields LLC
New York
$401K
SPIA
48
Steward Partners Investment Advisory
New York
$368K -$85.9K -10,199 -19%
SS
49
Sunbelt Securities
Texas
$340K -$74K -8,782 -18%
APWA
50
Atlas Private Wealth Advisors
New Jersey
$336K -$132K -15,695 -29%