GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

50 hedge funds and large institutions have $121M invested in Guggenheim Active Allocation Fund in 2024 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+6
Holders Change %
+13.64%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
17
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baird Financial Group
Baird Financial Group
Wisconsin
$7.99M
2
AAM
Advisors Asset Management
Colorado
$3.98M
3
RJA
Raymond James & Associates
Florida
$2.2M
4
Bank of America
Bank of America
North Carolina
$13M
5
LCM
Landscape Capital Management
New Jersey
$1.21M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$28.8M
2
SCM
Saba Capital Management
New York
$1.99M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$7.28M
4
PCM
Penserra Capital Management
California
$0
5
AWM
AE Wealth Management
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
51
Penserra Capital Management
California
– -$4.58M -312,587 Closed
AWM
52
AE Wealth Management
Kansas
– -$1.41M -96,348 Closed
MC
53
Meteora Capital
Florida
– -$425K -28,999 Closed
BFM
54
Boothbay Fund Management
New York
– -$305K -20,836 Closed
BTIM
55
BancFirst Trust & Investment Management
Oklahoma
– -$285K -19,377 Closed
Nomura Holdings
56
Nomura Holdings
Japan
– -$247K -16,843 Closed
Bank of New York Mellon
57
Bank of New York Mellon
New York
– -$152K -10,402 Closed
LA
58
LM Advisors
California
– -$144K -9,800 Closed
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