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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
SFC
201
Strategic Financial Concepts
Texas
– -$834K -55,676 Closed
NEPWA
202
New England Private Wealth Advisors
Massachusetts
– -$649K -43,327 Closed
GWSG
203
GPS Wealth Strategies Group
Colorado
– -$472K -31,504 Closed
SF
204
Summit Financial
New Jersey
– -$389K -25,943 Closed
RIA
205
Realta Investment Advisors
Delaware
– -$320K -21,383 Closed
P
206
&Partners
Tennessee
– -$224K -14,970 Closed
SWP
207
Semus Wealth Partners
Florida
– -$217K -14,486 Closed
VFPW
208
Vantage Financial Partners (Wisconsin)
Wisconsin
– -$194K -12,951 Closed
ACA
209
Aptus Capital Advisors
Alabama
– -$170K -11,374 Closed
AAS
210
Ameritas Advisory Services
Nebraska
– -$170K -11,336 Closed
CA
211
Claro Advisors
Massachusetts
– -$163K -10,876 Closed
IWM
212
IHT Wealth Management
Illinois
– -$159K -10,600 Closed
BFA
213
Beacon Financial Advisory
Ohio
– -$154K -10,296 Closed
UWP
214
Uniting Wealth Partners
Kansas
– -$150K -10,000 Closed
ASN
215
Advisory Services Network
Georgia
– -$84.3K -5,625 Closed
FFWM
216
Future Financial Wealth Management
Ohio
– -$59.9K -4,000 Closed
AP
217
Aspect Partners
Virginia
– -$27.1K -1,809 Closed
JSAM
218
J. Safra Asset Management
New York
– -$12.6K -843 Closed
WANY
219
Wealthspire Advisors (New York)
New York
– -$9.83K -656 Closed
MG
220
Mather Group
Illinois
– -$5.46K -365 Closed
NFSG
221
Newbridge Financial Services Group
Florida
– -$4.87K -325 Closed
SAM
222
Smartleaf Asset Management
Massachusetts
– -$101 -6 Closed
WAS
223
Winch Advisory Services
Wisconsin
– -$96 -6 Closed
Fidelity Investments
224
Fidelity Investments
Massachusetts
– -$14 -1 Closed
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