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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
126
Creative Planning
Kansas
$193K +$46K +3,812 +28%
IAIM
127
International Assets Investment Management
Florida
$189K +$821 +68 +0.4%
SCP
128
Silverleafe Capital Partners
Tennessee
$187K +$205K +16,987 New
HighTower Advisors
129
HighTower Advisors
Illinois
$178K -$51.4K -4,262 -21%
Susquehanna International Group
130
Susquehanna International Group
Pennsylvania
$178K +$195K +16,160 New
SWP
131
Stratos Wealth Partners
Ohio
$177K -$77.5K -6,423 -29%
Carson Wealth (CWM LLC)
132
Carson Wealth (CWM LLC)
Nebraska
$172K +$171K +14,135 +942%
GSIAS
133
Garden State Investment Advisory Services
New Jersey
$170K -$338K -28,050 -65%
MSFS
134
Main Street Financial Solutions
Pennsylvania
$167K +$31K +2,571 +20%
Fisher Asset Management
135
Fisher Asset Management
Washington
$167K +$183K +15,126 New
Nomura Holdings
136
Nomura Holdings
Japan
$165K -$231K -19,129 -56%
EWM
137
Empirical Wealth Management
Washington
$160K
AAS
138
Annex Advisory Services
Wisconsin
$158K -$9.66K -801 -5%
KPWS
139
Kestra Private Wealth Services
Texas
$155K -$24.1K -2,000 -12%
QCIG
140
Quad-Cities Investment Group
Iowa
$150K +$5.76K +477 +4%
LI
141
LVZ Inc
Michigan
$140K
KFA
142
Kapstone Financial Advisors
Ohio
$139K +$30.2K +2,500 +25%
DWP
143
Daymark Wealth Partners
Ohio
$135K -$338 -28 -0.2%
Wealth Enhancement Advisory Services
144
Wealth Enhancement Advisory Services
Minnesota
$135K +$14K +1,164 +11%
GIA
145
Gladstone Institutional Advisory
Florida
$127K +$139K +11,558 New
TFGT
146
TS Financial Group (TSFG)
Illinois
$127K
IWM
147
IHT Wealth Management
Illinois
$125K +$137K +11,335 New
AAS
148
Ameritas Advisory Services
Nebraska
$125K +$136K +11,312 New
KWM
149
Kingsview Wealth Management
Oregon
$123K
CWP
150
Core Wealth Partners
California
$121K