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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TSS
126
Two Sigma Securities
New York
$253K +$257K +19,610 New
NAMM
127
NorthStar Asset Management (Massachusetts)
Massachusetts
$245K +$249K +19,005 New
MC
128
Moors & Cabot
Massachusetts
$241K +$74K +5,650 +43%
WA
129
Waverly Advisors
Alabama
$241K -$15.2K -1,158 -6%
FWP
130
Firethorn Wealth Partners
Georgia
$232K +$92.5K +7,062 +64%
AFP
131
Ausdal Financial Partners
Iowa
$232K -$1.08M -82,562 -82%
MWM
132
Melfa Wealth Management
Massachusetts
$231K +$235K +17,950 New
IAIM
133
International Assets Investment Management
Florida
$217K +$11.4K +874 +5%
VIPI
134
Vista Investment Partners II
Indiana
$209K +$21.6K +1,650 +11%
VF
135
Virtu Financial
New York
$207K +$210K +16,065 New
KPWS
136
Kestra Private Wealth Services
Texas
$207K -$11.4K -871 -5%
FIA
137
Foundations Investment Advisors
Arizona
$197K -$94.8K -7,238 -32%
AAS
138
Annex Advisory Services
Wisconsin
$195K +$199K +15,171 New
EWM
139
Empirical Wealth Management
Washington
$187K -$55K -4,200 -22%
CA
140
CoreCap Advisors
Michigan
$177K -$414K -31,627 -70%
Creative Planning
141
Creative Planning
Kansas
$176K -$208K -15,925 -54%
QCIG
142
Quad-Cities Investment Group
Iowa
$169K -$22.4K -1,714 -12%
LI
143
LVZ Inc
Michigan
$163K
MSFS
144
Main Street Financial Solutions
Pennsylvania
$162K +$165K +12,613 New
DWP
145
Daymark Wealth Partners
Ohio
$158K
TFGT
146
TS Financial Group (TSFG)
Illinois
$148K
KWM
147
Kingsview Wealth Management
Oregon
$144K -$10.9K -830 -7%
Wealth Enhancement Advisory Services
148
Wealth Enhancement Advisory Services
Minnesota
$142K +$143K +10,906 New
CWP
149
Core Wealth Partners
California
$141K
AWG
150
Altus Wealth Group
Colorado
$130K