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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BCMLT
126
Beacon Capital Management LLC (Tennessee)
Tennessee
$28.4K – – –
PMFA
127
Plante Moran Financial Advisors
Michigan
$24.2K +$23.5K +1,693 New
LWANC
128
Laurel Wealth Advisors (North Carolina)
North Carolina
$21.5K +$20.8K +1,500 New
GJWM
129
Gilliland Jeter Wealth Management
Arkansas
$21.4K +$20.7K +1,493 New
HGERS
130
Householder Group Estate & Retirement Specialist
Arizona
$17.2K – – –
POIA
131
Pin Oak Investment Advisors
Texas
$16K +$16K +1,150 New
PTC
132
Private Trust Company
Ohio
$10.2K +$9.9K +713 New
GWP
133
Gen-Wealth Partners
Michigan
$9.44K +$9.15K +659 New
FIA
134
FNY Investment Advisers
New York
$7K +$6.94K +500 New
HBW
135
Hazlett, Burt & Watson
West Virginia
$5K – – –
MG
136
Mather Group
Illinois
$4.67K +$5.07K +365 New
US Bancorp
137
US Bancorp
Minnesota
$2.66K – – –
FP
138
Financial Perspectives
Minnesota
$501 – – –
CFD
139
Creative Financial Designs
Indiana
$457 – – –
SAM
140
Smartleaf Asset Management
Massachusetts
$96 -$3.19K -230 -97%
Fidelity Investments
141
Fidelity Investments
Massachusetts
$14 -$14 -1 -50%
Citigroup
142
Citigroup
New York
$14 – – –
HNB
143
Huntington National Bank
Ohio
$14 – – –
AWM
144
AE Wealth Management
Kansas
– -$2.9M -216,550 Closed
DADC
145
D.A. Davidson & Co
Montana
– -$1.96M -153,423 Closed
FFN
146
Focus Financial Network
Minnesota
– -$1.23M -96,114 Closed
CP
147
Camelot Portfolios
Ohio
– -$999K -78,035 Closed
EC
148
Elequin Capital
New York
– -$776K -60,645 Closed
ACM
149
Arlington Capital Management
Illinois
– -$731K -57,097 Closed
WAM
150
Wolverine Asset Management
Illinois
– -$588K -45,902 Closed