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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FP
126
Financial Perspectives
Minnesota
$566
Citigroup
127
Citigroup
New York
$16
HNB
128
Huntington National Bank
Ohio
$16
SFS
129
Sowell Financial Services
Arkansas
-$1.53M -100,533 Closed
PGWM
130
Parisi Gray Wealth Management
New Jersey
-$875K -57,462 Closed
MCC
131
Money Concepts Capital
Florida
-$746K -48,996 Closed
WWMSC
132
Wagner Wealth Management (South Carolina)
South Carolina
-$316K -20,731 Closed
CWM
133
Collaborative Wealth Management
Florida
-$312K -20,532 Closed
EC
134
Elequin Capital
New York
-$237K -15,564 Closed
AWA
135
Arete Wealth Advisors
Illinois
-$227M -14,894 Closed
GIA
136
Gladstone Institutional Advisory
Florida
-$156K -10,235 Closed
HNWAG
137
High Net Worth Advisory Group
Florida
-$101K -6,622 Closed
IA
138
IFP Advisors
Florida
-$107K -4,988 Closed
DWP
139
Destiny Wealth Partners
Florida
-$59.7K -3,925 Closed
USCWA
140
U.S. Capital Wealth Advisors
Texas
-$15.8K -1,037 Closed
MSCM
141
McElhenny Sheffield Capital Management
Texas
-$11.8K -775 Closed
HBW
142
Hazlett, Burt & Watson
West Virginia
-$9K -570 Closed
AWM
143
Accurate Wealth Management
Florida
-$8.17K -501 Closed
Carson Wealth (CWM LLC)
144
Carson Wealth (CWM LLC)
Nebraska
-$2K -148 Closed
Fidelity Investments
145
Fidelity Investments
Massachusetts
-$30 -2 Closed