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Guggenheim Strategic Opportunities Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WP
126
WMS Partners
Towson,
Maryland
| – | -$177K | -11,007 | Closed |
|
127
Bank of New York Mellon
New York
| – | -$168K | -10,436 | Closed |
|
|
IFG
128
Independent Financial Group
San Diego,
California
| – | -$163K | -10,158 | Closed |
|
|
KIM
129
Karpus Investment Management
Pittsford,
New York
| – | -$161K | -10,005 | Closed |
|
|
SWM
130
SeaCrest Wealth Management
Purchase,
New York
| – | -$76K | -4,741 | Closed |
|
|
AIP
131
Ahrens Investment Partners
Lafayette,
Louisiana
| – | -$64K | -4,000 | Closed |
|
|
AW
132
ACG Wealth
Atlanta,
Georgia
| – | -$60K | -3,731 | Closed |
|
|
CCM
133
Chilton Capital Management
Houston,
Texas
| – | -$32K | -2,000 | Closed |
|
134
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$6K | -386 | Closed |
|
|
UB
135
UMB Bank
Kansas City,
Missouri
| – | -$3K | -156 | Closed |
|
136
Citigroup
New York
| – | -$832 | -50 | -98% |
|
137
Fidelity Investments
Boston,
Massachusetts
| – | +$33 | +2 | New |
|