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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RIA
101
Realta Investment Advisors
Delaware
$304K +$14.6K +1,000 +5%
PFGIA
102
Patriot Financial Group Insurance Agency
Massachusetts
$299K +$7.72K +529 +3%
WA
103
Waverly Advisors
Alabama
$296K
JWCA
104
J.W. Cole Advisors
Florida
$294K +$52.4K +3,593 +22%
PIA
105
Perennial Investment Advisors
California
$290K +$51.2K +3,510 +22%
WWMSC
106
Wagner Wealth Management (South Carolina)
South Carolina
$289K
USCWA
107
U.S. Capital Wealth Advisors
Texas
$288K +$20.9K +1,430 +8%
MSAM
108
Moloney Securities Asset Management
Missouri
$265K +$51.9K +3,559 +25%
KPWS
109
Kestra Private Wealth Services
Texas
$262K +$257K +17,597 New
QCIG
110
Quad-Cities Investment Group
Iowa
$253K +$19.4K +1,327 +8%
IAIM
111
International Assets Investment Management
Florida
$237K +$7.72K +529 +3%
VIPI
112
Vista Investment Partners II
Indiana
$217K -$5.09K -349 -2%
EWM
113
Empirical Wealth Management
Washington
$216K
GRP
114
Global Retirement Partners
California
$216K +$212K +14,510 New
Fisher Asset Management
115
Fisher Asset Management
Washington
$208K +$204K +13,964 New
MAM
116
Milestone Asset Management
Pennsylvania
$206K -$1.52M -104,032 -88%
EFG
117
Elm3 Financial Group
Georgia
$204K -$146 -10 -0.1%
VFPW
118
Vantage Financial Partners (Wisconsin)
Wisconsin
$200K -$37.6K -2,578 -16%
FIA
119
Foundations Investment Advisors
Arizona
$192K +$31.3K +2,144 +20%
HI
120
Harbour Investments
Wisconsin
$190K -$12.8K -879 -6%
LI
121
LVZ Inc
Michigan
$189K -$22.3K -1,527 -11%
DWP
122
Daymark Wealth Partners
Ohio
$183K +$179K +12,301 New
MC
123
Moors & Cabot
Massachusetts
$179K
TFGT
124
TS Financial Group (TSFG)
Illinois
$177K +$131 +9 +0.1%
ACA
125
Aptus Capital Advisors
Alabama
$169K +$511 +35 +0.3%