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Guggenheim Strategic Opportunities Fund
GOF

Name Holding Trade Value Shares
Change 		Change in
Stake
MG
101
Marex Group
$272K +$280K +17,855 New
RIA
102
Realta Investment Advisors
Delaware
$252K +$257K +16,383 New
JWCA
103
J.W. Cole Advisors
Florida
$249K +$256K +16,301 New
IAIM
104
International Assets Investment Management
Florida
$248K -$7.18M -457,416 -97%
PIA
105
Perennial Investment Advisors
California
$244K +$3.93K +250 +2%
VFPW
106
Vantage Financial Partners (Wisconsin)
Wisconsin
$244K -$4.87K -310 -2%
AWM
107
Apollon Wealth Management
South Carolina
$227K +$233K +14,850 New
FZCM
108
Flynn Zito Capital Management
New York
$225K – – –
EWM
109
Empirical Wealth Management
Washington
$222K – – –
VIPI
110
Vista Investment Partners II
Indiana
$218K +$224K +14,285 New
LI
111
LVZ Inc
Michigan
$217K -$102K -6,506 -31%
CAL
112
Capital Analysts LLC
Pennsylvania
$211K +$35.1K +2,237 +19%
GCP
113
Gill Capital Partners
Colorado
$210K – – –
USCWA
114
U.S. Capital Wealth Advisors
Texas
$209K +$26.2K +1,668 +14%
EFG
115
Elm3 Financial Group
Georgia
$208K +$214K +13,645 New
KWA
116
Kingswood Wealth Advisors
California
$198K +$204K +13,000 New
ACA
117
Aptus Capital Advisors
Alabama
$172K +$177K +11,243 New
IWM
118
IHT Wealth Management
Illinois
$169K +$3.63K +231 +2%
CWP
119
Core Wealth Partners
California
$168K +$172K +10,979 New
IFG
120
Independent Financial Group
California
$164K -$53.4K -3,400 -24%
GWM
121
Geneos Wealth Management
Colorado
$164K +$4.02K +256 +2%
AAS
122
Ameritas Advisory Services
Nebraska
$161K +$166K +10,546 New
P
123
&Partners
Tennessee
$158K +$161K +10,282 New
FIA
124
Foundations Investment Advisors
Arizona
$155K +$160K +10,176 New
AWG
125
Altus Wealth Group
Colorado
$155K – – –
3 4
5
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