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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
EWM
101
Empirical Wealth Management
Washington
$186K
MG
102
Marex Group
$186K +$190K +14,537 New
IWM
103
IHT Wealth Management
Illinois
$183K -$23K -1,762 -11%
SF
104
Safeguard Financial
Wisconsin
$180K
GCP
105
Gill Capital Partners
Colorado
$176K
IFG
106
Independent Financial Group
California
$175K
Comerica Bank
107
Comerica Bank
Texas
$168K +$34.3K +2,628 +25%
Stifel Financial
108
Stifel Financial
Missouri
$159K +$162K +12,439 New
SS
109
Sunbelt Securities
Texas
$152K -$41.2K -3,161 -21%
CAMG
110
CWA Asset Management Group
Florida
$151K +$154K +11,790 New
PIA
111
Perennial Investment Advisors
California
$146K +$149K +11,419 New
CCFM
112
Clear Creek Financial Management
Washington
$142K -$8.48K -650 -6%
CCG
113
Capital CS Group
California
$137K +$140K +10,709 New
JCM
114
Jacobi Capital Management
Pennsylvania
$136K +$139K +10,625 New
SWM
115
Spire Wealth Management
Virginia
$127K -$14K -1,074 -10%
Wells Fargo
116
Wells Fargo
California
$97.1K -$2.4M -184,236 -96%
BFEC
117
Benjamin F. Edwards & Company
Missouri
$79K -$2.87K -220 -3%
GWM
118
Geneos Wealth Management
Colorado
$75.6K -$13.9K -1,067 -15%
Northwestern Mutual Wealth Management
119
Northwestern Mutual Wealth Management
Wisconsin
$72.1K -$1.22M -93,878 -94%
TFGT
120
TS Financial Group (TSFG)
Illinois
$67K -$63.9K -4,900 -48%
FWM
121
FSA Wealth Management
Massachusetts
$58K +$58.6K +4,495 New
BFPW
122
BOK Financial Private Wealth
Colorado
$51.2K +$52.2K +4,000 New
GRP
123
Global Retirement Partners
California
$51K +$4.08K +313 +9%
BCMLT
124
Beacon Capital Management LLC (Tennessee)
Tennessee
$29.3K -$222 -17 -0.9%
OLVIG
125
Oliver Lagore Vanvalin Investment Group
Michigan
$27K