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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GWSG
76
GPS Wealth Strategies Group
Colorado
$491K – – –
DI
77
Disciplined Investments
Oklahoma
$490K -$15.5K -1,000 -3%
BWM
78
Buska Wealth Management
Wisconsin
$484K +$108K +6,949 +29%
HighTower Advisors
79
HighTower Advisors
Illinois
$475K +$87.5K +5,633 +23%
BRWA
80
B. Riley Wealth Advisors
Florida
$470K -$236K -15,204 -34%
Rockefeller Capital Management
81
Rockefeller Capital Management
New York
$462K -$5.42K -349 -1%
GWM
82
Geneos Wealth Management
Colorado
$458K +$290K +18,663 +174%
DC
83
Davenport & Co
Virginia
$431K -$264K -16,970 -38%
AFG
84
Atomi Financial Group
New York
$430K +$5.92K +381 +1%
BlackRock
85
BlackRock
New York
$425K +$425K +27,325 New
MFG
86
Merit Financial Group
Georgia
$399K +$6.74K +434 +2%
JCM
87
Jacobi Capital Management
Pennsylvania
$387K +$31.3K +2,012 +9%
JC
88
JB Capital
Connecticut
$385K +$1.65K +106 +0.4%
AWM
89
AE Wealth Management
Kansas
$362K +$26.8K +1,727 +8%
DJYG
90
David J. Yvars Group
Florida
$346K -$427K -27,517 -55%
Creative Planning
91
Creative Planning
Kansas
$346K +$345K +22,217 New
SWP
92
Semus Wealth Partners
Florida
$340K -$87.4K -5,628 -20%
EMAM
93
Encompass More Asset Management
California
$337K -$8.67K -558 -3%
IA
94
IFG Advisory
Georgia
$327K +$326K +20,975 New
CCG
95
Capital CS Group
California
$321K +$10.5K +677 +3%
CAL
96
Capital Analysts LLC
Pennsylvania
$314K +$98.6K +6,349 +46%
NS
97
NBC Securities
Alabama
$313K +$312K +20,106 +118,271%
WA
98
Waverly Advisors
Alabama
$309K – – –
PFGIA
99
Patriot Financial Group Insurance Agency
Massachusetts
$304K -$211K -13,576 -41%
WWMSC
100
Wagner Wealth Management (South Carolina)
South Carolina
$302K – – –