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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LFAS
76
Level Four Advisory Services
Texas
$261K +$8.86K +500 +3%
EH
77
Equitable Holdings
New York
$255K +$8.86K +500 +3%
CCFM
78
Clear Creek Financial Management
Washington
$254K -$1.1K -62 -0.4%
IWM
79
IHT Wealth Management
Illinois
$252K -$13.1K -741 -5%
HighTower Advisors
80
HighTower Advisors
Illinois
$251K +$34.2K +1,932 +14%
ARC
81
Advisor Resource Council
Texas
$249K +$274K +15,485 New
CPW
82
Catalyst Private Wealth
California
$232K -$5.35K -302 -2%
SF
83
Safeguard Financial
Wisconsin
$226K – – –
MSFS
84
Main Street Financial Solutions
Pennsylvania
$218K +$60.8K +3,430 +34%
IAIM
85
International Assets Investment Management
Florida
$207K +$31.9K +1,800 +16%
FFWM
86
Future Financial Wealth Management
Ohio
$205K – – –
BCM
87
Brookstone Capital Management
Illinois
$200K +$220K +12,424 New
GWM
88
Geneos Wealth Management
Colorado
$192K -$63.6K -3,590 -23%
Koshinski Asset Management
89
Koshinski Asset Management
Illinois
$192K +$5.49K +310 +3%
CFD
90
Creative Financial Designs
Indiana
$182K -$16.5K -929 -8%
WP
91
WMS Partners
Maryland
$177K – – –
DADC
92
D.A. Davidson & Co
Montana
$177K +$17.9K +1,010 +10%
Bank of New York Mellon
93
Bank of New York Mellon
New York
$168K -$1.81K -102 -1%
DY
94
Dowling & Yahnke
California
$167K +$5.31K +300 +3%
IFG
95
Independent Financial Group
California
$163K +$180K +10,158 New
KIM
96
Karpus Investment Management
New York
$161K -$545K -30,772 -75%
TFGT
97
TS Financial Group (TSFG)
Illinois
$160K +$75.6K +4,270 +75%
GRP
98
Global Retirement Partners
California
$134K -$38.3K -2,160 -21%
Northwestern Mutual Wealth Management
99
Northwestern Mutual Wealth Management
Wisconsin
$114K -$32.3K -1,822 -20%
BFEC
100
Benjamin F. Edwards & Company
Missouri
$111K – – –