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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CMS
51
Capital Market Strategies
Florida
$651K +$680K +35,556 New
VFA
52
Valeo Financial Advisors
Indiana
$572K
SWP
53
Stratos Wealth Partners
Ohio
$547K +$571K +29,858 New
CA
54
CoreCap Advisors
Michigan
$490K +$512K +26,734 New
AWM
55
AE Wealth Management
Kansas
$463K +$229K +11,943 +89%
FFA
56
First Foundation Advisors
California
$456K +$14.3K +745 +3%
MFG
57
Merit Financial Group
Georgia
$455K +$2.18K +114 +0.5%
9WM
58
9258 Wealth Management
Ohio
$451K +$471K +24,598 New
ASN
59
Advisory Services Network
Georgia
$402K +$148K +7,750 +55%
MWPCG
60
Measured Wealth Private Client Group
New Hampshire
$393K +$410K +21,433 New
ACP
61
Aviance Capital Partners
Florida
$377K
QCIG
62
Quad-Cities Investment Group
Iowa
$377K +$92.4K +4,828 +31%
CWM
63
Collaborative Wealth Management
Florida
$376K +$393K +20,532 New
SWM
64
Spire Wealth Management
Virginia
$369K +$385K +20,119 New
Bank of New York Mellon
65
Bank of New York Mellon
New York
$355K +$370K +19,355 New
CA
66
Cetera Advisors
Colorado
$351K +$158K +8,245 +75%
AAS
67
Ameritas Advisory Services
Nebraska
$345K +$361K +18,845 New
CWA
68
Capital Wealth Alliance
Arizona
$340K +$137K +7,180 +63%
CF
69
Centaurus Financial
California
$331K +$102K +5,336 +42%
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$321K +$188K +9,814 +128%
ARC
71
Advisor Resource Council
Texas
$321K +$335K +17,504 New
BFS
72
Bard Financial Services
Connecticut
$310K +$107K +5,615 +50%
RGF
73
Retirement Guys Formula
Ohio
$309K +$323K +16,860 New
JC
74
JB Capital
Connecticut
$308K +$322K +16,810 New
CAN
75
Claraphi Advisory Network
United States
$300K +$30.2K +1,579 +11%