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Guggenheim Strategic Opportunities Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WEC
51
Winslow Evans & Crocker
Boston,
Massachusetts
| $28K | – | – | – |
|
|
CFGS
52
Concourse Financial Group Securities
Birmingham,
Alabama
| $26K | – | – | – |
|
|
AWM
53
Avior Wealth Management
Omaha,
Nebraska
| $14K | – | – | – |
|
54
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $11K | +$9.51K | +487 | New |
|
|
PFGIA
55
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
| $10K | – | – | – |
|
|
FHA
56
First Horizon Advisors
Memphis,
Tennessee
| $9K | – | – | – |
|
|
RFM
57
Royal Fund Management
Lady Lake,
Florida
| $8K | – | – | – |
|
|
GSWM
58
Golden State Wealth Management
Santa Ana,
California
| $6K | +$5.86K | +300 | New |
|
|
WAM
59
Weiss Asset Management
Boston,
Massachusetts
| – | -$1.1M | -60,389 | Closed |
|
|
JG
60
Jefferies Group
New York
| – | -$718K | -39,284 | Closed |
|
|
AAM
61
Advisors Asset Management
Monument,
Colorado
| – | -$716K | -39,192 | Closed |
|
|
AIC
62
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$31K | -1,685 | Closed |
|
|
WANY
63
Wealthspire Advisors (New York)
New York
| – | -$13K | -696 | Closed |
|