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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$447K -$42K -2,090 -8%
HighTower Advisors
27
HighTower Advisors
Illinois
$374K +$385K +19,177 New
Baird Financial Group
28
Baird Financial Group
Wisconsin
$372K +$386K +19,250 New
APA
29
American Portfolios Advisors
New York
$362K
Stifel Financial
30
Stifel Financial
Missouri
$351K -$2.67K -133 -0.7%
PGWM
31
Parisi Gray Wealth Management
New Jersey
$348K
UCFA
32
United Capital Financial Advisors
Texas
$344K
US Bancorp
33
US Bancorp
Minnesota
$327K
MFG
34
Merit Financial Group
Georgia
$288K +$5.8K +289 +2%
GWM
35
Geneos Wealth Management
Colorado
$225K +$201 +10 +0.1%
CAN
36
Claraphi Advisory Network
United States
$216K +$224K +11,147 New
CF
37
Centaurus Financial
California
$212K
IWM
38
IHT Wealth Management
Illinois
$209K -$25.1K -1,252 -10%
QCIG
39
Quad-Cities Investment Group
Iowa
$201K +$5.22K +260 +3%
PA
40
Parallel Advisors
California
$68K
CFN
41
Cordasco Financial Network
Florida
$67K
Bessemer Group
42
Bessemer Group
New Jersey
$66K +$68.3K +3,405 New
FIA
43
FNY Investment Advisers
New York
$59K +$62.2K +3,100 New
ASN
44
Advisory Services Network
Georgia
$55K
BFEC
45
Benjamin F. Edwards & Company
Missouri
$50K +$12.2K +608 +30%
NFG
46
Next Financial Group
Texas
$49K +$4.01K +200 +9%
SPIA
47
Steward Partners Investment Advisory
New York
$48K
PAM
48
Panagora Asset Management
Massachusetts
$31K +$32.3K +1,610 New
WEC
49
Winslow Evans & Crocker
Massachusetts
$20K -$8.03K -400 -30%
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$11K