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GGM
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
GGM
Delisted
GGM was delisted on the 22nd of October, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
GWM
26
Geneos Wealth Management
Englewood,
Colorado
| $26K | – | – | – |
|
| 27 |
27
US Bancorp
Minneapolis,
Minnesota
| $3K | -$4.47K | -222 | -57% |
|
| 28 |
28
Barclays
London,
United Kingdom
| $1K | – | – | – |
|
| 29 |
SPC
29
Sigma Planning Corp
Ann Arbor,
Michigan
| – | -$233K | -10,579 | Closed |
|
| 30 |
OC
30
Oppenheimer & Co
New York
| – | -$212K | -9,640 | Closed |
|
| 31 |
WSTAM
31
Wilbanks Smith & Thomas Asset Management
Norfolk,
Virginia
| – | -$172K | -7,816 | Closed |
|
| 32 |
CF
32
Centaurus Financial
Anaheim,
California
| – | -$110K | -5,000 | Closed |
|
| 33 |
33
Citigroup
New York
| – | -$8K | -345 | Closed |
|