FXZ icon

First Trust Materials AlphaDEX Fund
FXZ

Overview Fund Activity

66 hedge funds and large institutions have $208M invested in First Trust Materials AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
16
Increased
20
Reduced
21
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$14.9M
2
Ameriprise
Ameriprise
Minnesota
+$4.43M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.75M
4
NA
Navellier & Associates
Nevada
+$2.36M
5
AIM
Astor Investment Management
Illinois
+$2.25M

Top Sellers

1
HA
Hays Advisory
Tennessee
-$10.2M
2
Wells Fargo
Wells Fargo
California
-$8.79M
3
UBS Group
UBS Group
Switzerland
-$8.56M
4
SAM
Shamrock Asset Management
Texas
-$7.63M
5
CAN
Cetera Advisor Networks
California
-$6.62M
Name Holding Trade Value Shares
Change 		Shares
Change %
NPC
26
National Planning Corporation
California
$990K +$990K +26,231 New
BCM
27
Barometer Capital Management
Ontario, Canada
$985K -$852K -23,800 -46%
AI
28
Atria Investments
North Carolina
$939K -$1.58M -44,007 -63%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$873K -$6.91K -193 -0.8%
MFS
30
MSI Financial Services
Massachusetts
$674K +$289K +8,066 +75%
RPG
31
Risk Paradigm Group
Texas
$673K +$79.8K +2,226 +13%
CIBC World Market
32
CIBC World Market
Ontario, Canada
$668K +$668K +18,648 New
RJFSA
33
Raymond James Financial Services Advisors
Florida
$626K +$142K +3,967 +29%
FA
34
FDx Advisors
Illinois
$520K +$520K +14,503 New
BFEC
35
Benjamin F. Edwards & Company
Missouri
$511K +$119K +3,331 +30%
CWM
36
Cornerstone Wealth Management
Missouri
$490K – – –
CAN
37
Cetera Advisor Networks
California
$485K -$6.62M -184,755 -93%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$435K +$62.9K +1,754 +17%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$395K -$3.94M -110,044 -91%
PFS
40
Prospera Financial Services
Texas
$377K -$353K -9,666 -48%
AP
41
Advisors Preferred
Maryland
$356K +$236K +6,586 +197%
Citigroup
42
Citigroup
New York
$349K -$13.3K -372 -4%
HighTower Advisors
43
HighTower Advisors
Illinois
$349K +$15.1K +421 +5%
LFAS
44
Level Four Advisory Services
Texas
$310K +$310K +8,655 New
SWP
45
Stratos Wealth Partners
Ohio
$281K +$2.33K +65 +0.8%
CC
46
Cedar Capital
Illinois
$278K -$104K -2,897 -27%
FAAS
47
First Allied Advisory Services
California
$262K +$262K +7,312 New
WI
48
Wintrust Investments
Illinois
$215K +$215K +6,009 New
IH
49
IFC Holdings
Florida
$208K +$208K +5,806 New
AG
50
Advisor Group
Arizona
$180K +$66.6K +1,861 +59%
1
2
3 4