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First Trust Materials AlphaDEX Fund

61 hedge funds and large institutions have $594M invested in First Trust Materials AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 34 increasing their positions, 20 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 20

15.28% more ownership

Funds ownership: 71.13%86.41% (+15%)

9% more capital invested

Capital invested by funds: $546M → $594M (+$48.4M)

14% less funds holding

Funds holding: 7161 (-10)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

71% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 14

Holders
61
Holders Change
-10
Holders Change %
-14.08%
% of All Funds
1.77%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
4
Increased
34
Reduced
20
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$1.28M +$860K +25,676 +182%
Ameriprise
27
Ameriprise
Minnesota
$953K +$23.7K +708 +2%
VF
28
Virtu Financial
New York
$872K +$68.2K +2,037 +8%
VFS
29
VSR Financial Services
Kansas
$854K -$1.3M -38,902 -59%
OC
30
Oppenheimer & Co
New York
$618K +$60.9K +1,818 +10%
RIA
31
Regal Investment Advisors
Michigan
$570K +$23.3K +697 +4%
FHC
32
First Heartland Consultants
Missouri
$545K +$138K +4,134 +32%
TRCT
33
Tower Research Capital (TRC)
New York
$520K -$761K -22,716 -58%
Jane Street
34
Jane Street
New York
$502K -$1.61M -48,000 -75%
Deutsche Bank
35
Deutsche Bank
Germany
$443K -$70.3K -2,100 -13%
PFS
36
Prospera Financial Services
Texas
$428K +$70.5K +2,106 +19%
FA
37
FDx Advisors
Illinois
$350K -$140K -4,172 -28%
PAG
38
Private Advisor Group
New Jersey
$331K -$591K -17,659 -63%
SG Americas Securities
39
SG Americas Securities
New York
$319K -$1.32M -39,473 -80%
SB
40
Suntrust Banks
Georgia
$312K +$46.8K +1,396 +17%
FIM
41
Freedom Investment Management
Connecticut
$301K +$64.6K +1,928 +26%
HFS
42
HL Financial Services
Kentucky
$268K +$24.6K +735 +10%
ICAS
43
Investors Capital Advisory Services
Massachusetts
$233K +$9.41K +281 +4%
FAAS
44
First Allied Advisory Services
California
$230K +$5.69K +170 +2%
JIP
45
Jaffetilchin Investment Partners
Florida
$215K +$225K +6,705 New
Citigroup
46
Citigroup
New York
$182K -$762K -22,763 -80%
WEC
47
Winslow Evans & Crocker
Massachusetts
$129K +$2.65K +79 +2%
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$128K
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$124K +$234 +7 +0.2%
NFG
50
Next Financial Group
Texas
$114K

FXZ Hedge Fund Activity: Q3 2014 in Review

61 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2014, worth a combined $594M — up 8.9% from $546M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FXZ and 4 opened new positions — a net loss of 10 holders — while 20 trimmed existing stakes and 34 added.

The largest buyer was F-Squared Investment Management, adding an estimated $65.6M. The largest seller was Royal Bank of Canada, cutting an estimated $7.19M.

  • 61 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2014, down from 71 in Q2 2014.
  • Funds reported $594M of First Trust Materials AlphaDEX Fund stock for Q3 2014, up 8.9% quarter-over-quarter.
  • 4 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2014 and 14 closed out, a net change of -10 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2014 was F-Squared Investment Management, an estimated $65.6M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2014 was Royal Bank of Canada, an estimated $7.19M sold.

Based on aggregated 13F filings for Q3 2014.