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First Trust Utilities AlphaDEX Fund
FXU

Name Holding Trade Value Shares
Change 		Change in
Stake
VAS
201
Vestmark Advisory Solutions
Massachusetts
– -$5.76M -127,886 Closed
WIA
202
World Investment Advisors
California
– -$4.47M -99,227 Closed
TWM
203
TriaGen Wealth Management
California
– -$2.26M -50,104 Closed
GS
204
GTS Securities
Florida
– -$1.66M -36,880 Closed
DIP
205
Davis Investment Partners
North Carolina
– -$1.51M -33,249 Closed
EW
206
Element Wealth
Mississippi
– -$1.34M -29,741 Closed
DC
207
Davenport & Co
Virginia
– -$1.28M -28,343 Closed
SG
208
StoneX Group
New York
– -$1.25M -27,869 Closed
TCOO
209
Trust Company of Oklahoma
Oklahoma
– -$1.18M -26,241 Closed
EFA
210
Englebert Financial Advisers
Pennsylvania
– -$902K -20,043 Closed
MWM
211
MinichMacGregor Wealth Management
New York
– -$731K -16,241 Closed
GSIAS
212
Garden State Investment Advisory Services
New Jersey
– -$662K -14,705 Closed
TF
213
Tudor Financial
Ohio
– -$638K -14,174 Closed
LS
214
Leelyn Smith
Illinois
– -$416K -9,238 Closed
CAS
215
Coppell Advisory Solutions
Texas
– -$333K -7,347 Closed
AWM
216
Axxcess Wealth Management
California
– -$270K -6,000 Closed
D.E. Shaw & Co
217
D.E. Shaw & Co
New York
– -$262K -5,811 Closed
GAA
218
Global Assets Advisory
Florida
– -$252K -5,600 Closed
AI
219
Atria Investments
North Carolina
– -$252K -5,592 Closed
IA
220
IFG Advisory
Georgia
– -$242K -5,379 Closed
Mercer Global Advisors
221
Mercer Global Advisors
Colorado
– -$214K -4,762 Closed
AC
222
AlphaCore Capital
California
– -$75.3K -1,672 Closed
GWS
223
Glassman Wealth Services
Virginia
– -$45.1K -1,001 Closed
PCA
224
Providence Capital Advisors
North Carolina
– -$22.9K -509 Closed
FFA
225
Frazier Financial Advisors
Ohio
– -$2.16K -48 Closed
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