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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
101
Jane Street
New York
$511K -$342K -8,239 -41%
Jones Financial Companies
102
Jones Financial Companies
Missouri
$510K +$194K +4,680 +63%
GSIAS
103
Garden State Investment Advisory Services
New Jersey
$503K +$493K +11,875 New
SA
104
Sanctuary Advisors
Indiana
$461K +$84.7K +2,040 +23%
OCPWS
105
One Charles Private Wealth Services
Massachusetts
$454K -$3.28K -79 -0.7%
HWM
106
HB Wealth Management
Georgia
$448K +$55K +1,324 +14%
SEIA
107
Signature Estate & Investment Advisors
California
$445K -$22.3K -538 -5%
MWM
108
Meridian Wealth Management
Kentucky
$437K -$4.15K -100 -1%
CCA
109
Cottonwood Capital Advisors
Utah
$421K -$955 -23 -0.2%
FFA
110
Farther Finance Advisors
California
$413K +$15.4K +372 +4%
WAP
111
Wealthcare Advisory Partners
Pennsylvania
$413K +$24.9K +600 +7%
IA
112
IFP Advisors
Florida
$411K +$116K +2,790 +40%
WWM
113
Western Wealth Management
Colorado
$402K +$789 +19 +0.2%
GM
114
GeoWealth Management
Illinois
$399K -$1.53M -36,946 -80%
WA
115
Waverly Advisors
Alabama
$398K -$12.5K -300 -3%
CA
116
Claro Advisors
Massachusetts
$397K +$17.4K +418 +5%
GS
117
GTS Securities
Florida
$384K -$852K -20,516 -69%
IAIM
118
International Assets Investment Management
Florida
$377K +$83 +2 +0%
LS
119
Leelyn Smith
Illinois
$372K +$364K +8,766 New
RIA
120
Regal Investment Advisors
Michigan
$370K
HAS
121
HBW Advisory Services
California
$369K -$226K -5,432 -38%
SPWM
122
Schrum Private Wealth Management
Florida
$356K
LJCM
123
Lee Johnson Capital Management
Texas
$352K +$345K +8,296 New
MC
124
Moors & Cabot
Massachusetts
$347K -$2.08K -50 -0.6%
D.E. Shaw & Co
125
D.E. Shaw & Co
New York
$328K -$78.4K -1,888 -20%