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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
101
Accel Wealth Management
Iowa
$3.3K +$3.27K +100 New
KFI
102
Key Financial Inc
Pennsylvania
$2.56K – – –
Bank of Montreal
103
Bank of Montreal
Ontario, Canada
$1.97K +$1.96K +60 New
VCM
104
Virtue Capital Management
Tennessee
– -$15.4M -464,738 Closed
CAM
105
Concorde Asset Management
Michigan
– -$2.7M -81,351 Closed
MWM
106
MinichMacGregor Wealth Management
New York
– -$2.05M -61,590 Closed
HighTower Advisors
107
HighTower Advisors
Illinois
– -$1.59M -47,920 Closed
HAS
108
HBW Advisory Services
California
– -$681K -20,503 Closed
AWM
109
Apollon Wealth Management
South Carolina
– -$649K -19,530 Closed
MA
110
Mutual Advisors
Nebraska
– -$449K -13,516 Closed
CWM
111
Congress Wealth Management
Massachusetts
– -$381K -11,461 Closed
EA
112
Eudaimonia Advisors
Tennessee
– -$229K -6,881 Closed
Mercer Global Advisors
113
Mercer Global Advisors
Colorado
– -$225K -6,788 Closed
CA
114
Cetera Advisors
Colorado
– -$219K -6,595 Closed
Rockefeller Capital Management
115
Rockefeller Capital Management
New York
– -$120K -3,637 Closed
JIR
116
James Investment Research
Ohio
– -$100K -3,000 Closed
MCC
117
Money Concepts Capital
Florida
– -$82.3K -2,478 Closed
BONH
118
Bank of New Hampshire
New Hampshire
– -$41K -1,242 Closed
JP Morgan Chase
119
JP Morgan Chase
New York
– -$22K -663 Closed
RIA
120
Realta Investment Advisors
Delaware
– -$19.3K -580 Closed
GMA
121
Glassy Mountain Advisors
Maryland
– -$16K -482 Closed
FA
122
Fiduciary Alliance
South Carolina
– -$12.3K -371 Closed
CAS
123
Coppell Advisory Solutions
Texas
– -$11.8K -354 Closed
CASC
124
Coppell Advisory Solutions Corp
Texas
– -$11.8K -354 Closed
WWMSC
125
Wagner Wealth Management (South Carolina)
South Carolina
– -$7.31K -220 Closed