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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
101
Fidelity Investments
Massachusetts
$12.1K -$195 -6 -2%
CAS
102
Coppell Advisory Solutions
Texas
$11.8K +$11.5K +354 New
CASC
103
Coppell Advisory Solutions Corp
Texas
$11.8K +$11.5K +354 New
TAM
104
Tucker Asset Management
Colorado
$10.1K
William Blair & Company
105
William Blair & Company
Illinois
$8.67K
AA
106
Ancora Advisors
Ohio
$8K
WWMSC
107
Wagner Wealth Management (South Carolina)
South Carolina
$7.31K
TFA
108
Transamerica Financial Advisors
Florida
$6K -$1.3M -39,960 -100%
CIAS
109
Capital Investment Advisory Services
North Carolina
$4.48K
BWM
110
Baystate Wealth Management
Massachusetts
$4K +$3.9K +120 New
GI
111
Gradient Investments
Minnesota
$3.49K
KFI
112
Key Financial Inc
Pennsylvania
$2.38K
EE
113
EWG Elevate
California
$830 +$812 +25 New
PAG
114
Private Advisor Group
New Jersey
$515 -$1.23M -37,871 -71%
FEG
115
Financial Enhancement Group
Indiana
-$4.45M -145,726 Closed
SPC
116
Sigma Planning Corp
Michigan
-$1.34M -43,834 Closed
FTUS
117
Flow Traders U.S.
New York
-$1.26M -41,214 Closed
KA
118
Kovack Advisors
Florida
-$1.03M -33,657 Closed
TRCT
119
Tower Research Capital (TRC)
New York
-$865K -28,308 Closed
Jane Street
120
Jane Street
New York
-$836K -27,369 Closed
OBWG
121
Onyx Bridge Wealth Group
New York
-$753K -25,511 Closed
LMKC
122
L.M. Kohn & Company
Ohio
-$431K -14,127 Closed
LS
123
Leelyn Smith
Illinois
-$417K -13,652 Closed
WAP
124
Wealthcare Advisory Partners
Pennsylvania
-$356K -11,665 Closed
PAG
125
Private Advisory Group
Washington
-$333K -10,911 Closed