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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
76
Carson Wealth (CWM LLC)
Nebraska
$38K
EWM
77
EPG Wealth Management
Georgia
$37K +$42.4K +1,495 New
AIC
78
Ameritas Investment Company
Nebraska
$37K +$43.2K +1,525 New
EP
79
Eudaimonia Partners
Tennessee
$36K -$61.2K -2,158 -60%
GWM
80
Geneos Wealth Management
Colorado
$33K
CS
81
Capital Square
Tennessee
$28K +$32K +1,129 New
Northwestern Mutual Wealth Management
82
Northwestern Mutual Wealth Management
Wisconsin
$27K +$13.6K +478 +78%
CFB
83
Cullen/Frost Bankers
Texas
$24K
SNT
84
Security National Trust
West Virginia
$18K
Fidelity Investments
85
Fidelity Investments
Massachusetts
$18K +$8.93K +315 +76%
BWA
86
Burt Wealth Advisors
Maryland
$17K
WAP
87
Wealthcare Advisory Partners
Pennsylvania
$10K +$11.3K +400 New
William Blair & Company
88
William Blair & Company
Illinois
$6K -$2.07K -73 -22%
VFA
89
Valeo Financial Advisors
Indiana
$5K
VNA
90
Valley National Advisers
Pennsylvania
$3K
AA
91
Advisory Alpha
Michigan
$1.27K -$1.38M -48,701 -100%
AF
92
Advisornet Financial
Minnesota
$1K
LFG
93
Larson Financial Group
Missouri
$1K +$737 +26 New
Qube Research & Technologies (QRT)
94
Qube Research & Technologies (QRT)
United Kingdom
$1K +$822 +29 New
IAA
95
Independent Advisor Alliance
North Carolina
-$3.17M -108,391 Closed
MWM
96
MinichMacGregor Wealth Management
New York
-$2.96M -101,329 Closed
WP
97
WealthSource Partners
California
-$2.65M -90,823 Closed
VCM
98
Virtue Capital Management
Tennessee
-$2.07M -70,815 Closed
SPC
99
Sigma Planning Corp
Michigan
-$1.97M -67,287 Closed
FEM
100
Fulcrum Equity Management
Texas
-$1.57M -53,750 Closed