First Trust Dorsey Wright Focus 5 ETF
175 hedge funds and large institutions have $879M invested in First Trust Dorsey Wright Focus 5 ETF in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 39 increasing their positions, 93 reducing their positions, and 38 closing their positions.
4.05% less ownership
Funds ownership: 59.88% → 55.84% (-4%)
14% less funds holding
Funds holding: 204 → 175 (-29)
25% less funds holding in top 10
Funds holding in top 10: 8 → 6 (-2)
39% less capital invested
Capital invested by funds: $1.45B → $879M (-$571M)
58% less repeat investments, than reductions
Existing positions increased: 39 | Existing positions reduced: 93
66% less first-time investments, than exits
New positions opened: 13 | Existing positions closed: 38
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $319K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SG
Strid Group
Newtown Square,
Pennsylvania
|
+$26.6M |
| 2 |
TLP
Trinity Legacy Partners
Houston,
Texas
|
+$3.89M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$3.33M |
| 4 |
GSWM
Golden State Wealth Management
Santa Ana,
California
|
+$2.03M |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$1.07M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PFS
Prospera Financial Services
Dallas,
Texas
|
-$74M |
| 2 |
Morgan Stanley
New York
|
-$50.7M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$44.1M |
| 4 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$33.7M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$26.3M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SBSB
201
Sullivan, Bruyette, Speros & Blaney
Mclean,
Virginia
| – | -$117K | -3,722 | Closed |
|
|
CFG
202
Citizens Financial Group
Providence,
Rhode Island
| – | -$47K | -1,503 | Closed |
|
|
TCWM
203
Total Clarity Wealth Management
St. Charles,
Illinois
| – | -$35K | -1,100 | Closed |
|
|
FA
204
Fortis Advisors
Wayne,
Pennsylvania
| – | -$32K | -1,000 | Closed |
|
|
GDP
205
Great Diamond Partners
Portland,
Maine
| – | -$31K | -1,000 | Closed |
|
|
S
206
SignatureFD
Atlanta,
Georgia
| – | -$29K | -906 | Closed |
|
|
AA
207
Argent Advisors
Monroe,
Louisiana
| – | -$6K | -200 | Closed |
|
208
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$6K | -200 | Closed |
|
|
GFP
209
Gryphon Financial Partners
Columbus,
Ohio
| – | -$6K | -200 | Closed |
|
|
WCG
210
Weaver Consulting Group
Huntington Beach,
California
| – | -$4K | -150 | Closed |
|
|
TF
211
Tompkins Financial
Ithaca,
New York
| – | -$2K | -58 | Closed |
|
|
IWP
212
IAG Wealth Partners
Waukesha,
Wisconsin
| – | -$2K | -40 | Closed |
|
FV Hedge Fund Activity: Q1 2020 in Review
175 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2020, worth a combined $879M — down 39% from $1.45B a quarter earlier.
Sellers outnumbered buyers: 38 funds closed out of FV and 13 opened new positions — a net loss of 25 holders — while 93 trimmed existing stakes and 39 added.
The largest buyer was Strid Group, adding an estimated $26.6M. The largest seller was Prospera Financial Services, cutting an estimated $74M.
- 175 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2020, down from 204 in Q4 2019.
- Funds reported $879M of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2020, down 39% quarter-over-quarter.
- 13 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2020 and 38 closed out, a net change of -25 holders.
- The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2020 was Strid Group, an estimated $26.6M added.
- The largest First Trust Dorsey Wright Focus 5 ETF seller in Q1 2020 was Prospera Financial Services, an estimated $74M sold.
Based on aggregated 13F filings for Q1 2020.