First Trust Dorsey Wright Focus 5 ETF
204 hedge funds and large institutions have $1.45B invested in First Trust Dorsey Wright Focus 5 ETF in 2019 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 52 increasing their positions, 76 reducing their positions, and 9 closing their positions.
378% more first-time investments, than exits
New positions opened: 43 | Existing positions closed: 9
33% more funds holding in top 10
Funds holding in top 10: 6 → 8 (+2)
18% more funds holding
Funds holding: 173 → 204 (+31)
10% more capital invested
Capital invested by funds: $1.32B → $1.45B (+$135M)
3.9% more ownership
Funds ownership: 55.98% → 59.88% (+3.9%)
32% less repeat investments, than reductions
Existing positions increased: 52 | Existing positions reduced: 76
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $534K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TLP
Trinity Legacy Partners
Houston,
Texas
|
+$33.4M |
| 2 |
Truist Financial
Charlotte,
North Carolina
|
+$9.45M |
| 3 |
WWM
Western Wealth Management
Golden,
Colorado
|
+$9.08M |
| 4 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$5.95M |
| 5 |
IAA
Independent Advisor Alliance
Charlotte,
North Carolina
|
+$4.87M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$6.4M |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$5.4M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$3.84M |
| 4 |
CI
CX Institutional
Auburn,
Indiana
|
-$2.88M |
| 5 |
OC
Oppenheimer & Co
New York
|
-$2.34M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TF
201
Tompkins Financial
Ithaca,
New York
| $2K | -$607 | -20 | -26% |
|
|
IWP
202
IAG Wealth Partners
Waukesha,
Wisconsin
| $2K | +$1.21K | +40 | New |
|
|
BHWM
203
Bay Harbor Wealth Management
Hunt Valley,
Maryland
| $1K | – | – | – |
|
|
GSWM
204
Golden State Wealth Management
Santa Ana,
California
| – | -$1.39M | -46,823 | Closed |
|
|
GTAM
205
Global Trust Asset Management
West Palm Beach,
Florida
| – | -$508K | -17,156 | Closed |
|
|
CA
206
Calton & Associates
Tampa,
Florida
| – | -$380K | -12,858 | Closed |
|
|
PAM
207
PVG Asset Management
Golden,
Colorado
| – | -$232K | -7,845 | Closed |
|
208
CAPTRUST Financial Advisors
Raleigh,
North Carolina
| – | -$55K | -1,862 | Closed |
|
|
PCG
209
Private Capital Group
West Hartford,
Connecticut
| – | -$17K | -558 | Closed |
|
|
SWP
210
Strategic Wealth Partners
Independence,
Ohio
| – | -$13 | -469 | Closed |
|
|
CAGAS
211
Capital Advisory Group Advisory Services
Bloomington,
Minnesota
| – | -$14K | -458 | Closed |
|
212
Federated Hermes
Pittsburgh,
Pennsylvania
| – | -$6K | -190 | Closed |
|
FV Hedge Fund Activity: Q4 2019 in Review
204 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2019, worth a combined $1.45B — up 10% from $1.32B a quarter earlier.
Buyers outnumbered sellers: 43 funds opened new FV positions and 9 closed out — a net gain of 34 holders — while 52 added to existing stakes and 76 trimmed.
The largest buyer was Trinity Legacy Partners, adding an estimated $33.4M. The largest seller was Morgan Stanley, cutting an estimated $6.4M.
- 204 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2019, up from 173 in Q3 2019.
- Funds reported $1.45B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2019, up 10% quarter-over-quarter.
- 43 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2019 and 9 closed out, a net change of +34 holders.
- The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2019 was Trinity Legacy Partners, an estimated $33.4M added.
- The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2019 was Morgan Stanley, an estimated $6.4M sold.
Based on aggregated 13F filings for Q4 2019.