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First Trust Dorsey Wright Focus 5 ETF
FV

133 hedge funds and large institutions have $1.24B invested in First Trust Dorsey Wright Focus 5 ETF in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 39 increasing their positions, 59 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

1.21% more ownership

Funds ownership: 50.51% → 51.73% (+1.2%)

2% more capital invested

Capital invested by funds: $1.22B → $1.24B (+$24.6M)

4% less funds holding

Funds holding: 138 → 133 (-5)

19% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 16

34% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 59

Holders
133
Holders Change
-5
Holders Change %
-3.62%
% of All Funds
3.32%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.12%
New
13
Increased
39
Reduced
59
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$6.93M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.81M
3
JP Morgan Chase
JP Morgan Chase
New York
+$2.75M
4
CAN
Cetera Advisor Networks
California
+$2.53M
5
AG
Advisor Group
Arizona
+$2.49M

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$27M
2
Morgan Stanley
Morgan Stanley
New York
-$7.66M
3
Wells Fargo
Wells Fargo
California
-$6.53M
4
UBS Group
UBS Group
Switzerland
-$3.92M
5
Stifel Financial
Stifel Financial
Missouri
-$3.82M
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
101
US Bancorp
Minnesota
$195K +$54K +2,126 +40%
HR
102
Howe & Rusling
New York
$182K +$177K +6,960 New
MWM
103
MinichMacGregor Wealth Management
New York
$173K – – –
AA
104
AlphaMark Advisors
Kentucky
$167K – – –
TF
105
Tompkins Financial
New York
$138K -$33.3K -1,310 -20%
CFD
106
Creative Financial Designs
Indiana
$93K -$27.2K -1,071 -23%
NFG
107
Next Financial Group
Texas
$92K – – –
Fifth Third Bancorp
108
Fifth Third Bancorp
Ohio
$74K +$72.2K +2,844 New
CDIA
109
Capital Directions Investment Advisors
Georgia
$49K – – –
NC
110
NewSquare Capital
Pennsylvania
$46K +$44.4K +1,750 New
CAPTRUST Financial Advisors
111
CAPTRUST Financial Advisors
North Carolina
$42K – – –
SEI Investments
112
SEI Investments
Pennsylvania
$40K -$51.8K -2,039 -67%
ASN
113
Advisory Services Network
Georgia
$29K -$21.2K -835 -43%
GRP
114
Global Retirement Partners
California
$28K -$37.7K -1,486 -58%
CFA
115
Carroll Financial Associates
North Carolina
$21K – – –
MA
116
MCF Advisors
Kentucky
$20K – – –
AOWM
117
Alpha Omega Wealth Management
Virginia
$16K – – –
WEC
118
Winslow Evans & Crocker
Massachusetts
$13.1K -$21.3K -840 -63%
TRCT
119
Tower Research Capital (TRC)
New York
$13K -$14.9K -586 -53%
KTC
120
Kistler-Tiffany Companies
Pennsylvania
$13K – – –
AIM
121
Anchor Investment Management
South Carolina
$10.6K – – –
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
$10K – – –
LCM
123
Liberty Capital Management
Michigan
$8K – – –
TCM
124
TD Capital Management
Tennessee
$8K +$7.64K +301 New
FCB
125
First Command Bank
Texas
$7K +$6.7K +264 New
2 3 4
5
6

FV Hedge Fund Activity: Q3 2017 in Review

133 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2017, worth a combined $1.24B — up 2% from $1.22B a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FV and 13 opened new positions — a net loss of 3 holders — while 59 trimmed existing stakes and 39 added.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $6.93M. The largest seller was Ameriprise, cutting an estimated $27M.

  • 133 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2017, down from 138 in Q2 2017.
  • Funds reported $1.24B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2017, up 2% quarter-over-quarter.
  • 13 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2017 and 16 closed out, a net change of -3 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2017 was Cambridge Investment Research Advisors, an estimated $6.93M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2017 was Ameriprise, an estimated $27M sold.

Based on aggregated 13F filings for Q3 2017.