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First Trust Dorsey Wright Focus 5 ETF
FV

138 hedge funds and large institutions have $1.22B invested in First Trust Dorsey Wright Focus 5 ETF in 2017 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 39 increasing their positions, 57 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 9

9.88% more ownership

Funds ownership: 40.63% → 50.51% (+9.9%)

9% more capital invested

Capital invested by funds: $1.12B → $1.22B (+$102M)

8% more funds holding

Funds holding: 128 → 138 (+10)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

32% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 57

Holders
138
Holders Change
+10
Holders Change %
+7.81%
% of All Funds
3.44%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
21
Increased
39
Reduced
57
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$76M
2
MML Investors Services
MML Investors Services
Massachusetts
+$24.4M
3
AG
Advisor Group
Arizona
+$9.89M
4
FAAS
First Allied Advisory Services
California
+$1.92M
5
PFS
Prospera Financial Services
Texas
+$1.71M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$28.4M
2
Wells Fargo
Wells Fargo
California
-$19.7M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$7.31M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$6.19M
5
RJA
Raymond James & Associates
Florida
-$5.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
PTC
101
Private Trust Company
Ohio
$242K -$76.2K -3,101 -24%
NWP
102
Northstar Wealth Partners
Connecticut
$226K -$4.3K -175 -2%
WB
103
Webster Bank
Connecticut
$214K – – –
TA
104
Tiedemann Advisors
New York
$213K – – –
MWM
105
MinichMacGregor Wealth Management
New York
$165K – – –
TF
106
Tompkins Financial
New York
$163K -$91.4K -3,720 -36%
AA
107
AlphaMark Advisors
Kentucky
$158K – – –
VWA
108
V Wealth Advisors
Kansas
$146K +$145K +5,885 New
US Bancorp
109
US Bancorp
Minnesota
$132K -$20.2K -821 -13%
CFD
110
Creative Financial Designs
Indiana
$115K +$28.8K +1,171 +34%
NA
111
NewEdge Advisors
Louisiana
$111K +$108K +4,411 New
NFG
112
Next Financial Group
Texas
$86K – – –
SEI Investments
113
SEI Investments
Pennsylvania
$75K +$1.57K +64 +2%
GRP
114
Global Retirement Partners
California
$64K – – –
ASN
115
Advisory Services Network
Georgia
$48K -$9.38K -382 -17%
CDIA
116
Capital Directions Investment Advisors
Georgia
$47K -$101K -4,131 -69%
CAPTRUST Financial Advisors
117
CAPTRUST Financial Advisors
North Carolina
$37K +$36.8K +1,500 New
WEC
118
Winslow Evans & Crocker
Massachusetts
$33.3K +$5.26K +214 +19%
TRCT
119
Tower Research Capital (TRC)
New York
$27K +$6.95K +283 +35%
PA
120
Parallel Advisors
California
$25K – – –
CFA
121
Carroll Financial Associates
North Carolina
$20K – – –
DSC
122
Duncker Streett & Co
Missouri
$20K – – –
MA
123
MCF Advisors
Kentucky
$19K +$18.7K +762 New
AOWM
124
Alpha Omega Wealth Management
Virginia
$15K – – –
MLFP
125
MPS Loria Financial Planners
Illinois
$13K +$12.3K +500 New
2 3 4
5
6

FV Hedge Fund Activity: Q2 2017 in Review

138 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q2 2017, worth a combined $1.22B — up 9.1% from $1.12B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FV positions and 9 closed out — a net gain of 12 holders — while 39 added to existing stakes and 57 trimmed.

The largest buyer was LPL Financial, adding an estimated $76M. The largest seller was Morgan Stanley, cutting an estimated $28.4M.

  • 138 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q2 2017, up from 128 in Q1 2017.
  • Funds reported $1.22B of First Trust Dorsey Wright Focus 5 ETF stock for Q2 2017, up 9.1% quarter-over-quarter.
  • 21 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q2 2017 and 9 closed out, a net change of +12 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q2 2017 was LPL Financial, an estimated $76M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q2 2017 was Morgan Stanley, an estimated $28.4M sold.

Based on aggregated 13F filings for Q2 2017.