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First Trust Dorsey Wright Focus 5 ETF

128 hedge funds and large institutions have $1.12B invested in First Trust Dorsey Wright Focus 5 ETF in 2017 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 32 increasing their positions, 62 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 16

1% more funds holding

Funds holding: 127128 (+1)

6.45% less ownership

Funds ownership: 47.08%40.63% (-6.4%)

10% less capital invested

Capital invested by funds: $1.25B → $1.12B (-$130M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

48% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 62

Holders
128
Holders Change
+1
Holders Change %
+0.79%
% of All Funds
3.19%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.1%
New
19
Increased
32
Reduced
62
Closed
16
Calls
$224K
Puts
Net Calls
+$224K
Net Calls Change
-$31K
Name Holding Trade Value Shares
Change
Change in
Stake
CDIA
101
Capital Directions Investment Advisors
Georgia
$144K +$144K +6,009 New
NFG
102
Next Financial Group
Texas
$84K -$371K -15,475 -82%
CFD
103
Creative Financial Designs
Indiana
$83K +$8.71K +363 +12%
SEI Investments
104
SEI Investments
Pennsylvania
$71K
GRP
105
Global Retirement Partners
California
$62K -$43.5K -1,813 -41%
ASN
106
Advisory Services Network
Georgia
$56K +$55.4K +2,309 New
IWM
107
IHT Wealth Management
Illinois
$44K -$482K -20,087 -91%
WP
108
WealthPLAN Partners
Nebraska
$37.3K +$37.5K +1,562 New
WEC
109
Winslow Evans & Crocker
Massachusetts
$27K
GI
110
Gradient Investments
Minnesota
$25K +$22.1K +920 +807%
PA
111
Parallel Advisors
California
$24K +$24K +1,000 New
TRCT
112
Tower Research Capital (TRC)
New York
$20K +$19.6K +818 New
CFA
113
Carroll Financial Associates
North Carolina
$19K
DSC
114
Duncker Streett & Co
Missouri
$19K
PB
115
Pinnacle Bancorp
Nebraska
$19K +$19.1K +797 New
AOWM
116
Alpha Omega Wealth Management
Virginia
$15K +$14.7K +613 New
Northwestern Mutual Wealth Management
117
Northwestern Mutual Wealth Management
Wisconsin
$14K -$30.3K -1,263 -68%
KF
118
Krilogy Financial
Missouri
$10K
Bank of Montreal
119
Bank of Montreal
Ontario, Canada
$10K +$9.59K +400 New
AIM
120
Anchor Investment Management
South Carolina
$9.74K
PMFA
121
Plante Moran Financial Advisors
Michigan
$9K +$4.22K +176 +84%
KIG
122
Kessler Investment Group
Indiana
$9K +$9.11K +380 New
AF
123
Allworth Financial
California
$7K +$6.81K +284 New
PFGIA
124
Patriot Financial Group Insurance Agency
Massachusetts
$7K +$7.27K +303 New
Fifth Third Bancorp
125
Fifth Third Bancorp
Ohio
$5K +$5.35K +223 New

FV Hedge Fund Activity: Q1 2017 in Review

128 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2017, worth a combined $1.12B — down 10% from $1.25B a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FV positions and 16 closed out — a net gain of 3 holders — while 32 added to existing stakes and 62 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $3.93M. The largest seller was Morgan Stanley, cutting an estimated $25.4M.

  • 128 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2017, up from 127 in Q4 2016.
  • Funds reported $1.12B of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2017, down 10% quarter-over-quarter.
  • 19 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2017 and 16 closed out, a net change of +3 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2017 was Citadel Advisors, an estimated $3.93M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q1 2017 was Morgan Stanley, an estimated $25.4M sold.

Based on aggregated 13F filings for Q1 2017.