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First Trust Dorsey Wright Focus 5 ETF

127 hedge funds and large institutions have $1.25B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 27 increasing their positions, 64 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

47.08% more ownership

Funds ownership: 0%47.08% (+47%)

5% more funds holding

Funds holding: 121127 (+6)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

14% less capital invested

Capital invested by funds: $1.45B → $1.25B (-$205M)

58% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 64

Holders
127
Holders Change
+6
Holders Change %
+4.96%
% of All Funds
3.17%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
23
Increased
27
Reduced
64
Closed
15
Calls
$255K
Puts
Net Calls
+$255K
Net Calls Change
+$255K
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
101
Citadel Advisors
Florida
$257K -$2.33M -102,119 -90%
SGI
102
Swan Global Investments
Colorado
$256K -$7.99K -350 -3%
FANJ
103
Financial Architects (New Jersey)
New Jersey
$239K -$227K -9,942 -49%
WAM
104
Wealthspire Advisors (Maryland)
Maryland
$231K
FHA
105
Flagship Harbor Advisors
Massachusetts
$201K +$193K +8,439 New
WB
106
Webster Bank
Connecticut
$199K +$196K +8,600 New
MWM
107
MinichMacGregor Wealth Management
New York
$155K +$1.78M +78,044 +1,303%
AA
108
AlphaMark Advisors
Kentucky
$145K +$143K +6,281 New
US Bancorp
109
US Bancorp
Minnesota
$134K -$17.5K -767 -12%
GRP
110
Global Retirement Partners
California
$101K +$100K +4,384 New
CCB
111
Cutter & Co Brokerage
Missouri
$87K -$494K -21,651 -85%
CFD
112
Creative Financial Designs
Indiana
$72K +$70.9K +3,105 New
SEI Investments
113
SEI Investments
Pennsylvania
$69K -$10.3K -450 -13%
Northwestern Mutual Wealth Management
114
Northwestern Mutual Wealth Management
Wisconsin
$43K +$42.4K +1,856 New
AA
115
Ancora Advisors
Ohio
$41K +$39.9K +1,750 New
CAPTRUST Financial Advisors
116
CAPTRUST Financial Advisors
North Carolina
$35K +$34.2K +1,500 New
WEC
117
Winslow Evans & Crocker
Massachusetts
$26K -$959K -42,030 -97%
HNB
118
Huntington National Bank
Ohio
$23K
DSC
119
Duncker Streett & Co
Missouri
$19K
CFA
120
Carroll Financial Associates
North Carolina
$18K
KF
121
Krilogy Financial
Missouri
$10K +$46 +2 +0.4%
AIM
122
Anchor Investment Management
South Carolina
$9.37K
CFA
123
Camarda Financial Advisors
Florida
$7K +$7.35K +322 New
PMFA
124
Plante Moran Financial Advisors
Michigan
$5K
MSFP
125
Mark Sheptoff Financial Planning
Connecticut
$3K

FV Hedge Fund Activity: Q4 2016 in Review

127 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2016, worth a combined $1.25B — down 14% from $1.45B a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FV positions and 15 closed out — a net gain of 8 holders — while 27 added to existing stakes and 64 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $5.55M. The largest seller was Morgan Stanley, cutting an estimated $72.9M.

  • 127 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2016, up from 121 in Q3 2016.
  • Funds reported $1.25B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2016, down 14% quarter-over-quarter.
  • 23 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2016 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2016 was Susquehanna International Group, an estimated $5.55M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2016 was Morgan Stanley, an estimated $72.9M sold.

Based on aggregated 13F filings for Q4 2016.