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First Trust Dorsey Wright Focus 5 ETF

121 hedge funds and large institutions have $1.45B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 68 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $1.46B → $1.45B (-$4.02M)

4% less funds holding

Funds holding: 126121 (-5)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

38% less funds holding in top 10

Funds holding in top 10: 85 (-3)

54% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 68

Holders
121
Holders Change
-5
Holders Change %
-3.97%
% of All Funds
3.23%
Holding in Top 10
5
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-37.5%
% of All Funds
0.13%
New
10
Increased
31
Reduced
68
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
26
HL Financial Services
Kentucky
$7.11M -$1.19M -52,201 -14%
Citigroup
27
Citigroup
New York
$6.3M -$2.42M -106,033 -28%
SWP
28
Stratos Wealth Partners
Ohio
$6.17M -$9.51M -416,838 -61%
IA
29
IFP Advisors
Florida
$5.91M -$828K -36,278 -12%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$5.74M +$5.72M +250,831 New
Baird Financial Group
31
Baird Financial Group
Wisconsin
$5.63M -$787K -34,495 -12%
ACM
32
Aviance Capital Management
Florida
$5.58M -$950K -41,657 -15%
FHC
33
First Heartland Consultants
Missouri
$4.97M -$173K -7,599 -3%
CA
34
Cetera Advisors
Colorado
$4.64M -$618K -27,104 -12%
PAG
35
Private Advisor Group
New Jersey
$4.63M -$232K -10,174 -5%
NPC
36
National Planning Corporation
California
$4.34M -$283K -12,383 -6%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$3.74M -$1.61M -70,531 -30%
SFG
38
SNS Financial Group
Minnesota
$3.73M +$49.2K +2,156 +1%
TNBTD
39
Trustmark National Bank Trust Department
Mississippi
$3.46M +$14.7K +643 +0.4%
WA
40
WFG Advisors
Texas
$3.16M -$584K -25,613 -16%
SCA
41
Snowden Capital Advisors
New York
$2.72M +$8.33K +365 +0.3%
Citadel Advisors
42
Citadel Advisors
Florida
$2.59M +$152K +6,675 +6%
MIAN
43
Mariner Independent Advisor Network
Kansas
$2.48M +$988K +43,290 +67%
SPC
44
Sigma Planning Corp
Michigan
$2.44M +$655K +28,694 +37%
GWM
45
Geneos Wealth Management
Colorado
$2.39M -$59.5K -2,609 -2%
AP
46
Atwood & Palmer
Missouri
$2.37M +$5.36K +235 +0.2%
UCFA
47
United Capital Financial Advisors
Texas
$2.37M +$236K +10,337 +11%
MC
48
Moors & Cabot
Massachusetts
$2.29M -$219K -9,599 -9%
BFEC
49
Benjamin F. Edwards & Company
Missouri
$2.1M -$215K -9,416 -9%
VKH
50
Virtu KCG Holdings
New York
$2.06M +$114K +5,010 +6%

FV Hedge Fund Activity: Q3 2016 in Review

121 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2016, worth a combined $1.45B — down 0.28% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FV and 10 opened new positions — a net loss of 2 holders — while 68 trimmed existing stakes and 31 added.

The largest buyer was Prospera Financial Services, adding an estimated $57.2M. The largest seller was Morgan Stanley, cutting an estimated $45.4M.

  • 121 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2016, down from 126 in Q2 2016.
  • Funds reported $1.45B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2016, down 0.28% quarter-over-quarter.
  • 10 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2016 and 12 closed out, a net change of -2 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2016 was Prospera Financial Services, an estimated $57.2M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2016 was Morgan Stanley, an estimated $45.4M sold.

Based on aggregated 13F filings for Q3 2016.