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First Trust Dorsey Wright Focus 5 ETF

125 hedge funds and large institutions have $1.88B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 59 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 133125 (-8)

22% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 27

33% less capital invested

Capital invested by funds: $2.81B → $1.88B (-$927M)

41% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 59

46% less funds holding in top 10

Funds holding in top 10: 137 (-6)

Holders
125
Holders Change
-8
Holders Change %
-6.02%
% of All Funds
3.33%
Holding in Top 10
7
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-46.15%
% of All Funds
0.19%
New
21
Increased
35
Reduced
59
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
26
HL Financial Services
Kentucky
$8.31M -$233K -11,198 -3%
IH
27
IFC Holdings
Florida
$8.15M +$3.88M +186,190 +98%
SMH
28
Sanders Morris Harris
Texas
$7.59M +$7.32M +351,145 New
Baird Financial Group
29
Baird Financial Group
Wisconsin
$7.32M -$1.92M -92,161 -21%
FAAS
30
First Allied Advisory Services
California
$6.81M +$889K +42,652 +16%
CA
31
Cetera Advisors
Colorado
$6.64M -$114K -5,453 -2%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$6.27M -$436K -20,937 -7%
ACM
33
Aviance Capital Management
Florida
$6.04M -$7.27M -348,889 -56%
SHA
34
Smith Hayes Advisers
Nebraska
$5.77M +$164K +7,852 +3%
PAG
35
Private Advisor Group
New Jersey
$5.76M +$1.15M +55,380 +26%
MCWS
36
McKinley Carter Wealth Services
West Virginia
$5.22M +$418K +20,049 +9%
FHC
37
First Heartland Consultants
Missouri
$4.92M -$1.03M -49,645 -18%
NPC
38
National Planning Corporation
California
$4.58M -$127K -6,091 -3%
Citadel Advisors
39
Citadel Advisors
Florida
$4.43M +$4.27M +205,138 New
WA
40
WFG Advisors
Texas
$3.94M +$18.7K +898 +0.5%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$3.53M +$144K +6,895 +4%
TNBTD
42
Trustmark National Bank Trust Department
Mississippi
$3.2M +$261K +12,522 +9%
IA
43
IFP Advisors
Florida
$3.15M -$5.93M -284,797 -73%
GWM
44
Geneos Wealth Management
Colorado
$3.07M +$2.96M +142,009 New
SCA
45
Snowden Capital Advisors
New York
$3.04M +$2.93M +140,534 New
SFG
46
SNS Financial Group
Minnesota
$2.96M +$97.9K +4,699 +4%
DC
47
Davenport & Co
Virginia
$2.59M -$7.83M -375,560 -76%
BFEC
48
Benjamin F. Edwards & Company
Missouri
$2.56M -$1.15M -55,036 -32%
MC
49
Moors & Cabot
Massachusetts
$2.38M +$967K +46,397 +73%
FWM
50
Frontier Wealth Management
Missouri
$2.37M -$61.4K -2,946 -3%

FV Hedge Fund Activity: Q1 2016 in Review

125 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2016, worth a combined $1.88B — down 33% from $2.81B a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FV and 21 opened new positions — a net loss of 6 holders — while 59 trimmed existing stakes and 35 added.

The largest buyer was Advantage Investment Management, adding an estimated $7.84M. The largest seller was Morgan Stanley, cutting an estimated $198M.

  • 125 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2016, down from 133 in Q4 2015.
  • Funds reported $1.88B of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2016, down 33% quarter-over-quarter.
  • 21 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2016 and 27 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2016 was Advantage Investment Management, an estimated $7.84M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q1 2016 was Morgan Stanley, an estimated $198M sold.

Based on aggregated 13F filings for Q1 2016.