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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

133 hedge funds and large institutions have $2.81B invested in First Trust Dorsey Wright Focus 5 ETF in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 55 increasing their positions, 39 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
133
Holders Change
+14
Holders Change %
+11.76%
% of All Funds
3.49%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.34%
New
30
Increased
55
Reduced
39
Closed
15
Calls
–
Puts
$218K
Net Calls
-$218K
Net Calls Change
+$1.35M

Top Buyers

1
LPL Financial
1
LPL Financial
California
$393M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$115M
3
Wells Fargo
3
Wells Fargo
California
$328M
4
UBS Group
4
UBS Group
Switzerland
$241M
5
SMA
5
Simply Money Advisors
Ohio
$32.4M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$2.36M
2
CAN
2
Cetera Advisor Networks
California
$13M
3
Jane Street
3
Jane Street
New York
$4.53M
4
LI
4
LVZ Inc
Michigan
$0
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.95M
Name Holding Trade Value Shares
Change 		Shares
Change %
DC
26
Davenport & Co
Virginia
$11.6M +$128K +5,428 +1%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$10.1M +$987K +42,034 +11%
HFS
28
HL Financial Services
Kentucky
$9.3M +$1.69M +71,862 +22%
IA
29
IFP Advisors
Florida
$9.15M +$9.15M +389,351 New
RAM
30
Riggs Asset Management
Pennsylvania
$8.77M -$1M -42,653 -10%
DADC
31
D.A. Davidson & Co
Montana
$8.58M +$608K +25,865 +8%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$7.62M -$4.34M -184,679 -36%
CA
33
Cetera Advisors
Colorado
$7.34M +$1.46M +62,273 +25%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$7.31M +$412K +17,527 +6%
FHC
35
First Heartland Consultants
Missouri
$6.51M +$207K +8,825 +3%
FAAS
36
First Allied Advisory Services
California
$6.42M +$304K +12,927 +5%
SHA
37
Smith Hayes Advisers
Nebraska
$6.09M +$560K +23,843 +10%
SPC
38
Sigma Planning Corp
Michigan
$6.06M +$290K +12,341 +5%
VFS
39
VSR Financial Services
Kansas
$5.56M +$1.25M +53,135 +29%
MCWS
40
McKinley Carter Wealth Services
West Virginia
$5.2M +$256K +10,888 +5%
PAG
41
Private Advisor Group
New Jersey
$4.92M +$1.05M +44,797 +27%
SS
42
Simplicity Solutions
Minnesota
$4.6M +$3.57M +151,974 +346%
Jane Street
43
Jane Street
New York
$4.53M -$9.62M -409,509 -68%
IH
44
IFC Holdings
Florida
$4.47M +$801K +34,068 +22%
WA
45
WFG Advisors
Texas
$4.26M +$896K +38,142 +27%
NPC
46
National Planning Corporation
California
$4.25M -$961K -48,998 -18%
CS
47
Credit Suisse
Switzerland
$4.24M -$1.38M -58,818 -25%
BFEC
48
Benjamin F. Edwards & Company
Missouri
$4.08M -$381K -16,238 -9%
OC
49
Oppenheimer & Co
New York
$4.08M -$421K -17,925 -9%
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$3.68M -$2M -85,172 -35%
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