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First Trust Dorsey Wright Focus 5 ETF
FV

40 hedge funds and large institutions have $172M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 2

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

143% more capital invested

Capital invested by funds: $70.9M → $172M (+$101M)

82% more funds holding

Funds holding: 22 → 40 (+18)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
40
Holders Change
+18
Holders Change %
+81.82%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
20
Increased
15
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$31.2M
2
Morgan Stanley
Morgan Stanley
New York
+$21.5M
3
Wells Fargo
Wells Fargo
California
+$14.5M
4
LPL Financial
LPL Financial
California
+$6.99M
5
Bank of America
Bank of America
North Carolina
+$5.94M

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.92M
2
Jane Street
Jane Street
New York
-$3.07M
3
BTS
BB&T Securities
Virginia
-$1.97M
4
VKH
Virtu KCG Holdings
New York
-$493K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$34.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
26
Cetera Advisors
Colorado
$347K +$328K +17,458 New
VKH
27
Virtu KCG Holdings
New York
$301K -$493K -26,231 -63%
SHA
28
Smith Hayes Advisers
Nebraska
$262K +$248K +13,220 New
FHC
29
First Heartland Consultants
Missouri
$248K +$235K +12,510 New
NES
30
New England Securities
New York
$195K +$185K +9,855 New
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$193K -$2.07K -110 -1%
BRWM
32
B. Riley Wealth Management
Tennessee
$172K +$163K +8,675 New
AP
33
Atwood & Palmer
Missouri
$170K +$161K +8,550 New
MFS
34
MSI Financial Services
Massachusetts
$126K +$119K +6,333 New
NFG
35
Next Financial Group
Texas
$125K +$120K +6,410 New
PTC
36
Private Trust Company
Ohio
$76K +$72.1K +3,835 New
RIA
37
Regal Investment Advisors
Michigan
$67K +$63.9K +3,400 New
Deutsche Bank
38
Deutsche Bank
Germany
$29K +$28.2K +1,500 New
WEC
39
Winslow Evans & Crocker
Massachusetts
$10.4K +$9.87K +525 New
WA
40
WFG Advisors
Texas
$10K +$9.4K +500 New
BTS
41
BB&T Securities
Virginia
– -$1.97M -10,425 Closed
1
2

FV Hedge Fund Activity: Q2 2014 in Review

40 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q2 2014, worth a combined $172M — up 143% from $70.9M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FV positions and 2 closed out — a net gain of 18 holders — while 15 added to existing stakes and 5 trimmed.

The largest buyer was UBS, adding an estimated $31.2M. The largest seller was Royal Bank of Canada, cutting an estimated $3.92M.

  • 40 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q2 2014, up from 22 in Q1 2014.
  • Funds reported $172M of First Trust Dorsey Wright Focus 5 ETF stock for Q2 2014, up 143% quarter-over-quarter.
  • 20 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q2 2014 and 2 closed out, a net change of +18 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q2 2014 was UBS, an estimated $31.2M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q2 2014 was Royal Bank of Canada, an estimated $3.92M sold.

Based on aggregated 13F filings for Q2 2014.