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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
AWA
201
Arete Wealth Advisors
Illinois
$374K +$27.2K +453 +8%
SMC
202
Smith, Moore & Co
Missouri
$368K +$25.3K +421 +7%
PG
203
Patten Group
Tennessee
$332K +$92.2K +1,535 +38%
HR
204
Hayden Royal
North Carolina
$322K – – –
5L
205
55I LLC
Massachusetts
$306K -$300K -4,993 -50%
AW
206
ACG Wealth
Georgia
$300K -$20.7K -344 -6%
CAM
207
Concorde Asset Management
Michigan
$298K +$82.2K +1,368 +38%
TSS
208
Two Sigma Securities
New York
$293K +$293K +4,876 New
AWA
209
Acorn Wealth Advisors
Michigan
$290K – – –
SW
210
SteelPeak Wealth
California
$254K +$254K +4,230 New
UR
211
USCA RIA
Texas
$247K +$30K +500 +14%
CA
212
Crumly & Associates
Illinois
$246K -$828K -13,787 -77%
SWM
213
Sugarloaf Wealth Management
Georgia
$245K +$300 +5 +0.1%
CAS
214
Cascadia Advisory Services
Oregon
$244K +$2.28K +38 +0.9%
OIA
215
OneDigital Investment Advisors
Kansas
$240K +$240K +3,993 New
CWA
216
Clarus Wealth Advisors
Arizona
$234K -$245K -4,076 -51%
TCM
217
TD Capital Management
Tennessee
$230K +$541 +9 +0.2%
SFG
218
StrategIQ Financial Group
Indiana
$222K -$180K -3,000 -45%
FFG
219
Frisch Financial Group
New York
$220K -$39.9K -665 -15%
WCFA
220
Walkner Condon Financial Advisors
Wisconsin
$218K +$219K +3,639 New
SWM
221
SeaCrest Wealth Management
New York
$214K -$57.4K -955 -21%
UCMOK
222
United Capital Management of KS
Kansas
$203K – – –
PB
223
Pinnacle Bancorp
Nebraska
$180K +$180K +3,000 New
AWM
224
Adams Wealth Management
Utah
$166K -$421K -7,013 -72%
FRA
225
Front Row Advisors
California
$150K +$150K +2,500 New
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9
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