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USCA RIA’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

USCA RIA’s Portfolio FTSM Stock Details FTSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-4,113
Closed -$247K – 505
2020
Q3 		$247K Buy
4,113
+500
+14% +$30K 0.02% 391
2020
Q2 		$217K Buy
+3,613
New +$216K 0.02% 396
2020
Q1 		– Sell
-6,074
Closed -$365K – 434
2019
Q4 		$365K Sell
6,074
-24,397
-80% -$1.47M 0.03% 369
2019
Q3 		$1.83M Sell
30,471
-38,717
-56% -$2.33M 0.18% 158
2019
Q2 		$4.16M Sell
69,188
-24,620
-26% -$1.48M 0.42% 71
2019
Q1 		$5.63M Buy
93,808
+60,389
+181% +$3.62M 0.61% 47
2018
Q4 		$2M Sell
33,419
-4,609
-12% -$276K 0.27% 122
2018
Q3 		$2.28M Sell
38,028
-979
-3% -$58.8K 0.23% 138
2018
Q2 		$2.34M Buy
39,007
+7,424
+24% +$446K 0.25% 131
2018
Q1 		$1.89M Buy
31,583
+20,079
+175% +$1.21M 0.21% 140
2017
Q4 		$690K Buy
11,504
+6,636
+136% +$398K 0.08% 255
2017
Q3 		$292K Hold
4,868
– – 0.04% 351
2017
Q2 		$292K Buy
+4,868
New +$292K 0.04% 355

Other funds holding FTSM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
UCFA
United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

USCA RIA's FTSM Position: Q4 2020 in Review

USCA RIA sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q4 2020, closing a stake of 4,113 shares — an estimated $247K sold.

USCA RIA first reported a position in FTSM in Q2 2017 and held it in 13 quarters. The position peaked at $5.63M in Q1 2019. 284 funds tracked by Wall St. Rank hold FTSM as of Q4 2020.

  • USCA RIA reported no remaining First Trust Enhanced Short Maturity ETF position as of Q4 2020 after selling out during the quarter.
  • USCA RIA sold 4,113 First Trust Enhanced Short Maturity ETF shares in Q4 2020, an estimated $247K.
  • USCA RIA first reported a position in First Trust Enhanced Short Maturity ETF in Q2 2017 and held it in 13 quarters.
  • USCA RIA's First Trust Enhanced Short Maturity ETF position peaked at $5.63M in Q1 2019.
  • 284 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q4 2020.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.