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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
126
Coldstream Capital Management
Washington
$732K -$40.5K -675 -5%
AWA
127
Arete Wealth Advisors
Illinois
$726K +$327K +5,440 +82%
CCB
128
Cutter & Co Brokerage
Missouri
$722K -$461K -7,674 -39%
UCMOK
129
United Capital Management of KS
Kansas
$719K -$490K -8,155 -40%
AWM
130
AE Wealth Management
Kansas
$713K +$713K +11,870 New
MAS
131
Madden Advisory Services
Florida
$709K -$39.6K -660 -5%
MMHP
132
Murphy Middleton Hinkle & Parker
Georgia
$678K -$150K -2,500 -18%
CC
133
Cypress Capital
Tennessee
$639K -$300K -5,000 -32%
PAG
134
Private Advisory Group
Washington
$630K -$3.27M -54,483 -84%
KA
135
Kovack Advisors
Florida
$612K +$221K +3,671 +56%
TWM
136
Titus Wealth Management
California
$604K -$6.01K -100 -1%
VAG
137
VisionPoint Advisory Group
Texas
$585K +$144K +2,405 +33%
SSWM
138
Sheets Smith Wealth Management
North Carolina
$552K +$60.1K +1,000 +12%
SIG
139
Sargent Investment Group
Maryland
$549K – – –
LCM
140
Logan Capital Management
Pennsylvania
$546K – – –
WP
141
WealthShield Partners
North Carolina
$542K -$4.81K -80 -0.9%
WMA
142
Wealth Management Associates
New Jersey
$539K -$94K -1,565 -15%
WIA
143
Wealthstreet Investment Advisors
Texas
$526K +$30.1K +501 +6%
AWA
144
Acorn Wealth Advisors
Michigan
$514K +$60 +1 +0%
NFG
145
Nations Financial Group
Iowa
$510K +$81.1K +1,350 +19%
FFG
146
Ford Financial Group
California
$504K +$183K +3,045 +57%
OC
147
Oppenheimer & Co
New York
$435K -$376K -6,265 -46%
TC
148
TownSquare Capital
Utah
$413K -$456K -7,590 -52%
SA
149
Shilanski & Associates
Alaska
$397K +$396K +6,598 New
RAM
150
Redmond Asset Management
Virginia
$380K +$2.4K +40 +0.6%
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6
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