Coldstream Capital Management’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-10,546	Closed	-$634K	–	312
2019 Q4	$634K	Sell	10,546 -861	-8%	-$51.8K	0.05%	181
2019 Q3	$685K	Sell	11,407 -784	-6%	-$47.1K	0.06%	175
2019 Q2	$732K	Sell	12,191 -675	-5%	-$40.5K	0.06%	175
2019 Q1	$772K	Sell	12,866 -1,905	-13%	-$114K	0.07%	168
2018 Q4	$884K	Buy	14,771 +260	+2%	+$15.6K	0.09%	143
2018 Q3	$871K	Buy	14,511 +3,093	+27%	+$186K	0.08%	164
2018 Q2	$685K	Sell	11,418 -8,059	-41%	-$484K	0.07%	166
2018 Q1	$1.17M	Buy	19,477 +1,972	+11%	+$118K	0.13%	100
2017 Q4	$1.05M	Buy	17,505 +1,086	+7%	+$65.2K	0.11%	108
2017 Q3	$985K	Buy	16,419 +8,357	+104%	+$502K	0.11%	114
2017 Q2	$484K	Buy	+8,062	New	+$484K	0.06%	179