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First Trust Switzerland AlphaDEX Fund
FSZ

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$110M -$10.5M -211,021 -9%
Morgan Stanley
2
Morgan Stanley
New York
$11.7M +$720K +14,501 +7%
Wells Fargo
3
Wells Fargo
California
$6.58M -$1.96M -39,388 -23%
Cerity Partners
4
Cerity Partners
New York
$4.68M -$145K -2,917 -3%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.57M -$308K -6,194 -11%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.08M +$1.55M +31,131 +328%
LPL Financial
7
LPL Financial
California
$1.46M -$143K -2,876 -9%
Bank of America
8
Bank of America
North Carolina
$1.4M -$27.7K -558 -2%
Jane Street
9
Jane Street
New York
$1.39M +$159K +3,196 +13%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.39M +$1.1M +22,129 +450%
Citadel Advisors
11
Citadel Advisors
Florida
$1.32M +$1.28M +25,717 New
UBS Group
12
UBS Group
Switzerland
$1.26M +$128K +2,568 +12%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.1M +$6.46K +130 +0.6%
RJA
14
Raymond James & Associates
Florida
$909K -$33.8K -681 -4%
HighTower Advisors
15
HighTower Advisors
Illinois
$850K +$823K +16,580 New
Stifel Financial
16
Stifel Financial
Missouri
$796K +$770K +15,514 New
Baird Financial Group
17
Baird Financial Group
Wisconsin
$712K +$689K +13,882 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$691K -$6.56K -132 -1%
TFA
19
Transamerica Financial Advisors
Florida
$433K +$407K +8,197 +3,359%
VSWA
20
Vontobel Swiss Wealth Advisors
Switzerland
$427K +$414K +8,331 New
FFS
21
Founders Financial Securities
Maryland
$386K -$6.75K -136 -2%
HI
22
Horizon Investments
North Carolina
$385K -$7.3K -147 -2%
CAN
23
Claraphi Advisory Network
United States
$288K +$3.18K +64 +1%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$270K -$12.1K -243 -4%
SG
25
StoneX Group
New York
$263K -$4.37K -88 -2%
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