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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$38.4M -$1.29M -20,564 -3%
Morgan Stanley
2
Morgan Stanley
New York
$8.76M +$1.4M +22,248 +19%
Vontobel Holding
3
Vontobel Holding
Switzerland
$7.16M +$1.07K +17 +0%
Wells Fargo
4
Wells Fargo
California
$2.77M +$159K +2,531 +6%
Jane Street
5
Jane Street
New York
$2.71M +$609K +9,682 +29%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$2.19M +$45.3K +719 +2%
SC
7
Syon Capital
California
$1.94M
CCA
8
Cottonwood Capital Advisors
Utah
$1.14M -$18.8K -298 -2%
PCH
9
PGIM Custom Harvest
New Jersey
$737K +$130K +2,061 +22%
Stifel Financial
10
Stifel Financial
Missouri
$670K -$38.5K -611 -5%
Citadel Advisors
11
Citadel Advisors
Florida
$626K +$618K +9,824 New
CWP
12
Cyndeo Wealth Partners
Florida
$387K -$145K -2,311 -28%
HighTower Advisors
13
HighTower Advisors
Illinois
$370K
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$369K +$362K +5,758 New
LPL Financial
15
LPL Financial
California
$350K -$28.2K -448 -8%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$347K +$342K +5,441 New
RJA
17
Raymond James & Associates
Florida
$330K -$7.11K -113 -2%
TFA
18
Transamerica Financial Advisors
Florida
$299K -$658K -10,459 -69%
SG
19
StoneX Group
New York
$205K +$6.8K +108 +3%
Osaic Holdings
20
Osaic Holdings
Arizona
$174K -$4.78K -76 -3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$21K
UBS Group
22
UBS Group
Switzerland
$12.1K -$8.69K -138 -42%
JP Morgan Chase
23
JP Morgan Chase
New York
$7.46K
Comerica Bank
24
Comerica Bank
Texas
$4.65K -$189 -3 -4%
Goldman Sachs
25
Goldman Sachs
New York
-$556K -8,555 Closed