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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$49.9M -$8.83M -192,648 -16%
Morgan Stanley
2
Morgan Stanley
New York
$4.91M -$127K -2,780 -3%
Jane Street
3
Jane Street
New York
$4.49M +$3.41M +74,280 +420%
Wells Fargo
4
Wells Fargo
California
$2.27M -$483K -10,525 -18%
Citadel Advisors
5
Citadel Advisors
Florida
$1.17M -$173K -3,771 -14%
Old Mission Capital
6
Old Mission Capital
Illinois
$825K +$9.17K +200 +1%
Stifel Financial
7
Stifel Financial
Missouri
$727K -$688 -15 -0.1%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$662K +$4.63K +101 +0.8%
Raymond James & Associates
9
Raymond James & Associates
Florida
$474K -$24.3K -529 -5%
LPL Financial
10
LPL Financial
California
$361K -$18.2K -396 -5%
Flow Traders U.S.
11
Flow Traders U.S.
New York
$326K – – –
Transamerica Financial Advisors
12
Transamerica Financial Advisors
Florida
$296K +$269K +5,857 +3,004%
Bank of America
13
Bank of America
North Carolina
$291K -$62.2K -1,357 -19%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$258K -$10K -219 -4%
Osaic Holdings
15
Osaic Holdings
Arizona
$214K -$6.37K -139 -3%
Citigroup
16
Citigroup
New York
$92K +$2.25K +49 +3%
LFG
17
LifePlan Financial Group
Ohio
$20K – – –
UBS Group
18
UBS Group
Switzerland
$19K -$25.1K -547 -58%
Tower Research Capital (TRC)
19
Tower Research Capital (TRC)
New York
$10K +$9.17K +200 New
CWA
20
Carolina Wealth Advisors
South Carolina
$8K -$10.4K -227 -57%
Private Advisor Group
21
Private Advisor Group
New Jersey
$5K +$4.58K +100 New
Arkadios Wealth Advisors
22
Arkadios Wealth Advisors
Georgia
$3.95K – – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$3K – – –
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
– -$4.02M -95,848 Closed
Credit Suisse
25
Credit Suisse
Switzerland
– -$895K -21,365 Closed