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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$176M +$9.46M +175,643 +6%
Morgan Stanley
2
Morgan Stanley
New York
$16.5M +$895K +16,608 +6%
Wells Fargo
3
Wells Fargo
California
$11.2M +$767K +14,231 +7%
VSWA
4
Vontobel Swiss Wealth Advisors
Switzerland
$6.2M +$3.87M +71,937 +155%
Cerity Partners
5
Cerity Partners
New York
$5.02M
Bank of America
6
Bank of America
North Carolina
$2.67M +$792K +14,697 +41%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$2.61M +$257K +4,769 +11%
UBS Group
8
UBS Group
Switzerland
$2.08M +$58.8K +1,091 +3%
ASN
9
Advisory Services Network
Georgia
$1.55M +$1.06M +19,596 +197%
RJA
10
Raymond James & Associates
Florida
$1.42M +$283K +5,257 +24%
Jane Street
11
Jane Street
New York
$1.23M -$66.6K -1,237 -5%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.13M +$4.47K +83 +0.4%
LPL Financial
13
LPL Financial
California
$780K +$424K +7,865 +112%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$633K +$19.6K +363 +3%
HFS
15
HL Financial Services
Kentucky
$550K +$65.3K +1,212 +13%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$504K +$10.7K +199 +2%
LA
17
Legacy Advisors
Pennsylvania
$474K +$492K +9,142 New
WF
18
WealthTrust Fairport
Ohio
$471K +$134K +2,485 +38%
TFA
19
Transamerica Financial Advisors
Florida
$373K +$382K +7,097 New
FFS
20
Founders Financial Securities
Maryland
$351K -$3.5K -65 -1%
HI
21
Horizon Investments
North Carolina
$351K -$3.5K -65 -1%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$245K +$23.4K +435 +10%
SG
23
StoneX Group
New York
$235K +$14.7K +272 +6%
AG
24
Advisor Group
Arizona
$84K
LFG
25
LifePlan Financial Group
Ohio
$80K +$82.1K +1,525 New