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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.1M +$3.75M +89,294 +32%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$3.35M +$2.94M +70,179 +989%
JP Morgan Chase
3
JP Morgan Chase
New York
$1.71M +$332K +7,921 +25%
RJA
4
Raymond James & Associates
Florida
$1.46M +$182K +4,338 +15%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.3M +$844K +20,111 +201%
LPL Financial
6
LPL Financial
California
$652K +$193K +4,606 +44%
Stifel Financial
7
Stifel Financial
Missouri
$544K +$527K +12,552 New
Ameriprise
8
Ameriprise
Minnesota
$508K +$417K +9,932 +553%
Bank of America
9
Bank of America
North Carolina
$165K -$912K -21,741 -85%
U
10
UBS
Switzerland
$22K
VKH
11
Virtu KCG Holdings
New York
-$1.85M -44,784 Closed
LPT
12
Legacy Private Trust
Wisconsin
-$494K -12,000 Closed
AIG
13
American International Group
New York
-$27.6K -670 Closed
MFS
14
MSI Financial Services
Massachusetts
-$7K -164 Closed