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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$138M -$2.43M -61,647 -2%
Wells Fargo
2
Wells Fargo
California
$10.8M -$29.9K -759 -0.3%
Morgan Stanley
3
Morgan Stanley
New York
$8.48M -$149K -3,767 -2%
AP
4
Atwood & Palmer
Missouri
$7.12M -$5.93M -150,209 -46%
SG Americas Securities
5
SG Americas Securities
New York
$3.07M +$3.02M +76,611 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.86M +$1.09M +27,691 +63%
UBS Group
7
UBS Group
Switzerland
$2.19M -$523K -13,268 -20%
Bank of America
8
Bank of America
North Carolina
$1.97M -$35.4K -898 -2%
OMC
9
Old Mission Capital
Illinois
$1.34M +$1.32M +33,458 New
RJA
10
Raymond James & Associates
Florida
$1.24M -$43.7K -1,107 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.05M +$556K +14,094 +116%
Jane Street
12
Jane Street
New York
$897K -$740K -18,746 -46%
VKH
13
Virtu KCG Holdings
New York
$856K +$311K +7,890 +59%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$789K -$49.1K -1,245 -6%
LPL Financial
15
LPL Financial
California
$618K +$314K +7,971 +103%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$574K -$28.6K -726 -5%
Citadel Advisors
17
Citadel Advisors
Florida
$314K -$636K -16,116 -67%
BTS
18
BB&T Securities
Virginia
$299K -$36.6K -928 -11%
YMRC
19
Yorktown Management & Research Company
Virginia
$280K
JP Morgan Chase
20
JP Morgan Chase
New York
$262K -$158K -3,998 -38%
Goldman Sachs
21
Goldman Sachs
New York
$262K
AC
22
AFAM Capital
Texas
$246K -$26.8K -679 -10%
Ameriprise
23
Ameriprise
Minnesota
$207K +$204K +5,158 New
FTUS
24
Flow Traders U.S.
New York
$86K +$84.8K +2,150 New
Citigroup
25
Citigroup
New York
$39K +$9.07K +230 +31%